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4//SEC Filing

POOLE LONNIE C III 4

Accession 0001181431-07-041401

CIK 0001125845other
View on SEC.govCompany Profile

Filed

Jun 19, 8:00 PM ET

Accepted

Jun 20, 4:38 PM ET

Size

20.0 KB

Accession

0001181431-07-041401

Insider Transaction Report

Form 4
Period: 2007-05-30
WASTE INDUSTRIES USA INCWWIN
POOLE LONNIE C III
VP Corporate Development10% Owner
Transactions
  • Award

    Deferred Stock Units

    2007-05-30+688→ 688 total
    Exp: 2012-05-30→ Common Stcok (688 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    403,379

  • Stock Option (Right to Buy)

    Exercise: $11.79Exp: 2009-05-04→ Common Stock (1,920 underlying)
    1,920

  • Stock Option (Right to Buy)

    Exercise: $23.12Exp: 2011-04-06→ Common Stock (5,287 underlying)
    5,287

  • Stock Option (Right to Buy)

    Exercise: $30.32Exp: 2012-03-20→ Common Stock (2,082 underlying)
    2,082

  • Common Stock

    (indirect: By Trust)
    350,000

  • Common Stock

    (indirect: By Trust)
    695,865

  • Common Stock

    (indirect: By Trust)
    695,864

  • Common Stock

    (indirect: By Trust)
    29,467

  • Common Stock

    (indirect: By Children)
    6,540

  • Common Stock

    763,737

  • Stock Option (Right to Buy)

    Exercise: $7.21Exp: 2008-04-22→ Common Stock (438 underlying)
    438

  • Stock Option (Right to Buy)

    Exercise: $15.29Exp: 2010-05-11→ Common Stock (2,840 underlying)
    2,840
Footnotes (13)
  • [F1]The Reporting Person is co-trustee of the trust holding these shares.
  • [F10]The stock options granted to the Reporting Person in March 2007 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on March 20, 2011, based on continued employment.
  • [F11]The Reporting Person's brother, Scott J. Poole, is the trustee for these shares in the Tailwalker Non-GST Trust and are held for the benefit of the Reporting Person's children.
  • [F12]The deferred stock units convert to shares of Waste Industries USA, Inc. common stock on a one-for-one basis on the date of vesting.
  • [F13]The deferred stock units vest in three equal annual installments beginning on May 30, 2010.
  • [F2]The Reporting Person, as a beneficiary of the trust holding these shares, has shared investment power with the trust's other beneficiary.
  • [F3]The Reporting Person's brother, Scott J. Poole, is the new trustee of these shares for which such shares are held for the benefit of the Reporting Person's children. The Reporting Person's father, Lonnie C. Poole, Jr. had previously been named as the sole trustee.
  • [F4]The stock options granted to the Reporting Person in April 2003 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 22, 2007, subject to continued employment.
  • [F5]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
  • [F6]These shares are held in a grantor retained annuity trust.
  • [F7]The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment.
  • [F8]These shares are held by the Reporting Person's mother as custodian for the Reporting Person's children under the Uniform Gifts to Minors Act. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  • [F9]The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment.

Documents

1 file

Issuer

WASTE INDUSTRIES USA INC

CIK 0001125845

→
Entity typeother

Related Parties

1
  • filerCIK 0001055817

Filing Metadata

Form type
4
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 4:38 PM ET
Size
20.0 KB
View on SEC.gov