4//SEC Filing
Auten Harrell J III 4
Accession 0001181431-07-041403
CIK 0001125845other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 4:38 PM ET
Size
14.2 KB
Accession
0001181431-07-041403
Insider Transaction Report
Form 4
Auten Harrell J III
VP, Sales and Marketing
Transactions
- Award
Deferred Stock Units
2007-05-30+678→ 678 totalExp: 2012-06-20→ Common Stock (678 underlying)
Holdings
- 6,010
Stock Option (Right to Buy)
Exercise: $21.02Exp: 2011-04-06→ Common Stock (6,010 underlying) - 1,667
Stock Option (Right to Buy)
Exercise: $10.72Exp: 2009-05-04→ Common Stock (1,667 underlying) - 2,051
Stock Option (Right to Buy)
Exercise: $27.56Exp: 2012-03-20→ Common Stock (2,051 underlying) - 10,219
Common Stock
- 1,500
Stock Option (Right to Buy)
Exercise: $15.25Exp: 2009-04-01→ Common Stock (1,500 underlying) - 2,372
Stock Option (Right to Buy)
Exercise: $13.90Exp: 2010-05-11→ Common Stock (2,373 underlying)
Footnotes (7)
- [F1]The stock options granted to the Reporting Person in April 1999 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 1, 2003, based on continued employment.
- [F2]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
- [F3]The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment.
- [F4]The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment.
- [F5]The stock options granted to the Reporting Person in March 2007 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on March 20, 2011, based on continued employment.
- [F6]The deferred stock units convert to shares of Waste Industries USA, Inc. common stock on a one-for-one basis on the date of vesting.
- [F7]The deferred stock units vest in three equal annual installments beginning on May 30, 2010.
Documents
Issuer
WASTE INDUSTRIES USA INC
CIK 0001125845
Entity typeother
Related Parties
1- filerCIK 0001331134
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 4:38 PM ET
- Size
- 14.2 KB