4//SEC Filing
APPLIED MATERIALS INC /DE 4
Accession 0001181431-07-042095
$AMATCIK 0000006951operating
Filed
Jun 24, 8:00 PM ET
Accepted
Jun 25, 9:50 PM ET
Size
24.1 KB
Accession
0001181431-07-042095
Insider Transaction Report
Form 4
Moghadam Farhad
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2007-06-22$16.12/sh+25,000$403,000→ 295,242 total - Sale
Common Stock
2007-06-22$20.21/sh−25,000$505,250→ 270,242 total - Sale
Common Stock
2007-06-21$20.00/sh−20,000$399,908→ 270,242 total - Exercise/Conversion
Common Stock
2007-06-21$15.07/sh+30,000$452,100→ 300,242 total - Sale
Common Stock
2007-06-21$20.17/sh−30,000$605,100→ 270,242 total - Exercise/Conversion
Employee Stock Option (right to buy)
2007-06-21−30,000→ 0 totalExercise: $15.07From: 2004-07-15Exp: 2009-11-19→ Common Stock (30,000 underlying) - Exercise/Conversion
Common Stock
2007-06-21$14.57/sh+20,000$291,400→ 290,242 total - Exercise/Conversion
Employee Stock Option (right to buy)
2007-06-22−25,000→ 225,000 totalExercise: $16.12Exp: 2011-11-03→ Common Stock (25,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2007-06-21−20,000→ 60,000 totalExercise: $14.57Exp: 2009-12-11→ Common Stock (20,000 underlying)
Holdings
- 12,772(indirect: By 401(k))
Common Stock
- 2,500(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 262,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).
- [F2]Shares are held in accounts for Mr. Moghadam's sons, for which Mr. Moghadam's wife is the custodian. Mr. Moghadam disclaims beneficial ownership of these shares.
- [F3]20,000 shares became exercisable on 7/15/06 and 60,000 become exercisable on 7/15/07, subject to continued employment.
- [F4]62,500 shares became exercisable on each of 7/15/05 and 7/15/06; and 62,500 shares become exercisable on each of 7/15/07 and 7/15/08, subject to continued employment.
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeoperating
IncorporatedDC
Related Parties
1- filerCIK 0000006951
Filing Metadata
- Form type
- 4
- Filed
- Jun 24, 8:00 PM ET
- Accepted
- Jun 25, 9:50 PM ET
- Size
- 24.1 KB