Home/Filings/4/0001181431-07-042427
4//SEC Filing

EMBARCADERO TECHNOLOGIES INC 4

Accession 0001181431-07-042427

CIK 0001107112operating

Filed

Jun 26, 8:00 PM ET

Accepted

Jun 27, 7:51 PM ET

Size

20.2 KB

Accession

0001181431-07-042427

Insider Transaction Report

Form 4
Period: 2007-06-25
SABHLOK RAJ P
Sr. VP of Operations
Transactions
  • Disposition to Issuer

    Common Stock

    2007-06-25216,0630 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2007-06-2550,0000 total
    Exercise: $11.48Exp: 2011-06-14Common Stock (50,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2007-06-256,2500 total
    Exercise: $5.00Exp: 2010-01-15Common Stock (6,250 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2007-06-2559,8360 total
    Exercise: $5.00Exp: 2010-01-15Common Stock (59,836 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2007-06-25131,4140 total
    Exercise: $1.50Exp: 2010-01-15Common Stock (131,414 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2007-06-25100,0000 total
    Exercise: $15.60Exp: 2010-12-19Common Stock (100,000 underlying)
Footnotes (3)
  • [F1]Disposed of pursuant to an Agreement and Plan of Merger, dated as of April 5, 2007, by and among EMB Holding Corp., EMBT Merger Corp. and the Issuer (the "Merger Agreement"). All unvested restricted stock were accelerated and became fully vested immediately prior to the completion of the merger pursuant to the Merger Agreement, and any repurchase option lapsed, and all shares of common stock held by Reporting Person were converted into the right to receive $7.20 in cash, without interest.
  • [F2]This option was canceled in the merger pursuant to the Merger Agreement in exchange for the right to receive a cash payment, without interest, less applicable withholding taxes, in an amount equal to the product of (i) the total number of shares of the Issuer's common stock subject to the option, multiplied by (ii) the excess of $7.20 over the exercise price per share of the Issuer's common stock underlying this option.
  • [F3]This option was canceled in the merger pursuant to the Merger Agreement without payment.

Issuer

EMBARCADERO TECHNOLOGIES INC

CIK 0001107112

Entity typeoperating

Related Parties

1
  • filerCIK 0001107112

Filing Metadata

Form type
4
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 7:51 PM ET
Size
20.2 KB