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APPLIED MATERIALS INC /DE 4

Accession 0001181431-07-042907

$AMATCIK 0000006951operating

View on SEC.gov Company Profile

Filed

Jun 28, 8:00 PM ET

Accepted

Jun 29, 7:06 PM ET

Size

19.2 KB

Accession

0001181431-07-042907

Insider Transaction Report

Form 4

Period: 2007-06-27

APPLIED MATERIALS INC /DEAMAT

Moghadam Farhad

Senior Vice President

Transactions

Exercise/Conversion
Employee Stock Option (right to buy)
2007-06-27−40,000→ 185,000 total
Exercise: $16.12Exp: 2011-11-03→ Common Stock (40,000 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2007-06-28−60,000→ 125,000 total
Exercise: $16.12Exp: 2011-11-03→ Common Stock (60,000 underlying)
Sale
Common Stock
2007-06-28$20.10/sh−60,000$1,206,000→ 270,242 total
Exercise/Conversion
Common Stock
2007-06-27$16.12/sh+40,000$644,800→ 310,242 total
Sale
Common Stock
2007-06-27$20.20/sh−40,000$808,000→ 270,242 total
Exercise/Conversion
Common Stock
2007-06-28$16.12/sh+60,000$967,200→ 330,242 total

Holdings

Common Stock
(indirect: By 401(k))
12,773.124
Common Stock
(indirect: See footnote.)
2,500

Footnotes (4)

[F1]Number of shares includes 262,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).
[F2]Shares are held in accounts for Mr. Moghadam's sons, for which Mr. Moghadam's wife is the custodian. Mr. Moghadam disclaims beneficial ownership of these shares.
[F3]Increased number of shares reflects periodic allocation of accrued interest to all participants under 401(k) Plan that is exempt under Rule 16b-3.
[F4]62,500 shares became exercisable on each of 7/15/05 and 7/15/06; and 62,500 shares become exercisable on each of 7/15/07 and 7/15/08, subject to continued employment.

Documents

2 files

Issuer

APPLIED MATERIALS INC /DE

CIK 0000006951

Entity typeoperating

IncorporatedDC

Related Parties

1

filerCIK 0000006951

Filing Metadata

Form type: 4
Filed: Jun 28, 8:00 PM ET
Accepted: Jun 29, 7:06 PM ET
Size: 19.2 KB

View on SEC.gov