MELLON FINANCIAL CORP 4

Accession 0001181431-07-043877

CIK 0000064782operating

View on SEC.gov Company Profile

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 2:56 PM ET

Size

36.1 KB

Accession

0001181431-07-043877

Insider Transaction Report

Form 4

Period: 2007-07-01

MELLON FINANCIAL CORPMEL

LAMERE DAVID F

Vice Chairman

Transactions

Disposition to Issuer
EMP OPT-Right to Buy-Type NQ 1/03
2007-07-01−170→ 0 total
Exercise: $23.19From: 2004-01-24Exp: 2013-01-23→ Common Stock (170 underlying)
Disposition to Issuer
Common Stock
2007-07-01−3,440.73→ 0 total(indirect: By 401(k))
Disposition to Issuer
EMP OPT-Right to Buy-Type II 10/98
2007-07-01−4,250→ 0 total
Exercise: $29.31From: 1999-10-23Exp: 2008-10-22→ Common Stock (4,250 underlying)
Disposition to Issuer
EMP OPT-RTB-Type NQ 03/06
2007-07-01−124,379→ 0 total
Exercise: $35.88From: 2009-03-13Exp: 2016-03-12→ Common Stock (124,379 underlying)
Disposition to Issuer
EMP OPT (Right to Buy) Type NQ 02/20/07
2007-07-01−101,084→ 0 total
Exercise: $45.97From: 2008-02-20Exp: 2017-02-19→ Common Stock (101,084 underlying)
Disposition to Issuer
EMP OPT-Right to Buy-Type I 1/04
2007-07-01−11,791→ 0 total
Exercise: $33.47From: 2005-01-23Exp: 2014-01-22→ Common Stock (11,791 underlying)
Disposition to Issuer
Common Stock
2007-07-01−80,346.02→ 0 total
Disposition to Issuer
Common Stock
2007-07-01−111,326→ 0 total(indirect: By Spouse)
Disposition to Issuer
EMP OPT-Right to Buy-Type I 1/05
2007-07-01−18,658→ 0 total
Exercise: $29.21From: 2006-01-24Exp: 2015-01-23→ Common Stock (18,658 underlying)
Disposition to Issuer
EMP OPT 02/07 Type NQS
2007-07-01−15,041→ 0 total
Exercise: $45.97From: 2010-07-01Exp: 2017-02-19→ Common Stock (15,041 underlying)
Disposition to Issuer
EMP OPT (Right to Buy) Type I 9/01
2007-07-01−20,000→ 0 total
Exercise: $32.32From: 2002-09-17Exp: 2011-09-16→ Common Stock (20,000 underlying)
Disposition to Issuer
EMP OPT-Right to Buy-Type I 1/02
2007-07-01−15,839→ 0 total
Exercise: $38.70From: 2003-01-18Exp: 2012-01-17→ Common Stock (15,839 underlying)
Disposition to Issuer
EMP OPT-Right to Buy-Type R 08/06
2007-07-01−2,741→ 0 total
Exercise: $37.29From: 2009-08-18Exp: 2013-01-23→ Common Stock (2,741 underlying)
Disposition to Issuer
EMP OPT-Right to Buy-Type I 10/98
2007-07-01−17,000→ 0 total
Exercise: $29.31From: 1999-10-23Exp: 2008-10-22→ Common Stock (17,000 underlying)
Disposition to Issuer
EMP OPT (Right to Buy) Type R 08/05
2007-07-01−5,861→ 0 total
Exercise: $30.68From: 2008-08-04Exp: 2013-01-23→ Common Stock (5,861 underlying)
Disposition to Issuer
EMP OPT-Right to Buy-Type NQ 01/06
2007-07-01−66,798→ 0 total
Exercise: $35.02From: 2007-01-23Exp: 2016-01-22→ Common Stock (66,798 underlying)

Footnotes (7)

[F1]Disposed of in exchange for an equal number of shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of Mellon Financial Corporation ("MFC") into BNY Mellon (the "Merger").
[F2]Holdings reported as of 06/30/2007.
[F3]I disclaim beneficial ownership of these shares.
[F4]The options, which provided for vesting in three equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon.
[F5]The options, which provided for a three-year vesting period, were exchanged in the Merger for an equal number of options of BNY Mellon.
[F6]The options, which provided for vesting in five equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon.
[F7]The options, which provided for vesting on the third anniversary of the consummation of the Merger, were exchanged in the Merger for an equal number of options of BNY Mellon.

Documents

1 file

4
rrd164020.xmlPrimary
MELFORM4 DLAMERE 070107

Issuer

MELLON FINANCIAL CORP

CIK 0000064782

→

Entity typeoperating

IncorporatedPA

Related Parties

filerCIK 0000064782

Filing Metadata

Form type: 4
Filed: Jul 2, 8:00 PM ET
Accepted: Jul 3, 2:56 PM ET
Size: 36.1 KB

View on SEC.gov