MELLON FINANCIAL CORP 4
4 · MELLON FINANCIAL CORP · Filed Jul 3, 2007
Insider Transaction Report
Form 4
LAMERE DAVID F
Vice Chairman
Transactions
- Disposition to Issuer
EMP OPT-Right to Buy-Type NQ 1/03
2007-07-01−170→ 0 totalExercise: $23.19From: 2004-01-24Exp: 2013-01-23→ Common Stock (170 underlying) - Disposition to Issuer
Common Stock
2007-07-01−3,440.73→ 0 total(indirect: By 401(k)) - Disposition to Issuer
EMP OPT-Right to Buy-Type II 10/98
2007-07-01−4,250→ 0 totalExercise: $29.31From: 1999-10-23Exp: 2008-10-22→ Common Stock (4,250 underlying) - Disposition to Issuer
EMP OPT-RTB-Type NQ 03/06
2007-07-01−124,379→ 0 totalExercise: $35.88From: 2009-03-13Exp: 2016-03-12→ Common Stock (124,379 underlying) - Disposition to Issuer
EMP OPT (Right to Buy) Type NQ 02/20/07
2007-07-01−101,084→ 0 totalExercise: $45.97From: 2008-02-20Exp: 2017-02-19→ Common Stock (101,084 underlying) - Disposition to Issuer
EMP OPT-Right to Buy-Type I 1/04
2007-07-01−11,791→ 0 totalExercise: $33.47From: 2005-01-23Exp: 2014-01-22→ Common Stock (11,791 underlying) - Disposition to Issuer
Common Stock
2007-07-01−80,346.02→ 0 total - Disposition to Issuer
Common Stock
2007-07-01−111,326→ 0 total(indirect: By Spouse) - Disposition to Issuer
EMP OPT-Right to Buy-Type I 1/05
2007-07-01−18,658→ 0 totalExercise: $29.21From: 2006-01-24Exp: 2015-01-23→ Common Stock (18,658 underlying) - Disposition to Issuer
EMP OPT 02/07 Type NQS
2007-07-01−15,041→ 0 totalExercise: $45.97From: 2010-07-01Exp: 2017-02-19→ Common Stock (15,041 underlying) - Disposition to Issuer
EMP OPT (Right to Buy) Type I 9/01
2007-07-01−20,000→ 0 totalExercise: $32.32From: 2002-09-17Exp: 2011-09-16→ Common Stock (20,000 underlying) - Disposition to Issuer
EMP OPT-Right to Buy-Type I 1/02
2007-07-01−15,839→ 0 totalExercise: $38.70From: 2003-01-18Exp: 2012-01-17→ Common Stock (15,839 underlying) - Disposition to Issuer
EMP OPT-Right to Buy-Type R 08/06
2007-07-01−2,741→ 0 totalExercise: $37.29From: 2009-08-18Exp: 2013-01-23→ Common Stock (2,741 underlying) - Disposition to Issuer
EMP OPT-Right to Buy-Type I 10/98
2007-07-01−17,000→ 0 totalExercise: $29.31From: 1999-10-23Exp: 2008-10-22→ Common Stock (17,000 underlying) - Disposition to Issuer
EMP OPT (Right to Buy) Type R 08/05
2007-07-01−5,861→ 0 totalExercise: $30.68From: 2008-08-04Exp: 2013-01-23→ Common Stock (5,861 underlying) - Disposition to Issuer
EMP OPT-Right to Buy-Type NQ 01/06
2007-07-01−66,798→ 0 totalExercise: $35.02From: 2007-01-23Exp: 2016-01-22→ Common Stock (66,798 underlying)
Footnotes (7)
- [F1]Disposed of in exchange for an equal number of shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of Mellon Financial Corporation ("MFC") into BNY Mellon (the "Merger").
- [F2]Holdings reported as of 06/30/2007.
- [F3]I disclaim beneficial ownership of these shares.
- [F4]The options, which provided for vesting in three equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon.
- [F5]The options, which provided for a three-year vesting period, were exchanged in the Merger for an equal number of options of BNY Mellon.
- [F6]The options, which provided for vesting in five equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon.
- [F7]The options, which provided for vesting on the third anniversary of the consummation of the Merger, were exchanged in the Merger for an equal number of options of BNY Mellon.