MELLON FINANCIAL CORP 4
4 · MELLON FINANCIAL CORP · Filed Jul 3, 2007
Insider Transaction Report
Form 4
GUMBERG IRA J
Director
Transactions
- Disposition to Issuer
Option - 2001 - Right to Buy
2007-07-01−3,300→ 0 totalExercise: $42.50From: 2002-04-20Exp: 2011-04-19→ Common Stock (3,300 underlying) - Disposition to Issuer
Option - 2004 - Right to Buy
2007-07-01−3,300→ 0 totalExercise: $31.18From: 2005-04-23Exp: 2014-04-22→ Common Stock (3,300 underlying) - Disposition to Issuer
Common Stock
2007-07-01−102,512→ 0 total - Disposition to Issuer
Option - 2005 - Right to Buy
2007-07-01−3,300→ 0 totalExercise: $27.45From: 2006-04-22Exp: 2015-04-21→ Common Stock (3,300 underlying) - Disposition to Issuer
Deferred Share Units
2007-07-01−4,250.35→ 0 total→ Common Stock (4,250.35 underlying) - Disposition to Issuer
Option - 1999 - Right to Buy
2007-07-01−3,000→ 0 totalExercise: $36.28From: 2000-04-22Exp: 2009-04-22→ Common Stock (3,000 underlying) - Disposition to Issuer
Option - 2002 - Right to Buy
2007-07-01−3,300→ 0 totalExercise: $38.61From: 2003-04-19Exp: 2012-04-18→ Common Stock (3,300 underlying) - Disposition to Issuer
Option - 1998 - Right to Buy
2007-07-01−3,000→ 0 totalExercise: $37.50From: 1999-04-24Exp: 2008-04-23→ Common Stock (3,000 underlying) - Disposition to Issuer
Option - 2000 - Right to Buy
2007-07-01−3,300→ 0 totalExercise: $33.69From: 2001-04-24Exp: 2010-04-23→ Common Stock (3,300 underlying)
Footnotes (4)
- [F1]Disposed of in exchange for an equal number of shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of Mellon Financial Corporation ("MFC") into BNY Mellon (the "Merger").
- [F2]The options, which provided for full vesting one year from the date of the option grant, were exchanged in the Merger for an equal number of options of BNY Mellon.
- [F3]1-for-1.
- [F4]Disposed of in exchange for an equal number of deferred share units of BNY Mellon pursuant to the Merger. All deferred share units were previously vested or vest as of date of the Merger and will be payable 30 days following the Merger.