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4//SEC Filing

MELLON FINANCIAL CORP 4

Accession 0001181431-07-043896

CIK 0000064782operating
View on SEC.govCompany Profile

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 3:03 PM ET

Size

25.8 KB

Accession

0001181431-07-043896

Insider Transaction Report

Form 4
Period: 2007-06-30
MELLON FINANCIAL CORPMEL
SHAPIRA DAVID S
Director
Transactions
  • Disposition to Issuer

    Option - 1998 - Right to Buy

    2007-07-01−3,000→ 0 total
    Exercise: $37.50From: 1999-04-24Exp: 2008-04-23→ Common Stock (3,000 underlying)
  • Disposition to Issuer

    Option - 1999 - Right to Buy

    2007-07-01−3,000→ 0 total
    Exercise: $36.28From: 2000-04-23Exp: 2009-04-22→ Common Stock (3,000 underlying)
  • Disposition to Issuer

    Option - 2001 - Right to Buy

    2007-07-01−3,300→ 0 total
    Exercise: $42.50From: 2002-04-20Exp: 2011-04-19→ Common Stock (3,300 underlying)
  • Disposition to Issuer

    Option - 2003 - Right to Buy

    2007-07-01−3,300→ 0 total
    Exercise: $24.83From: 2004-04-21Exp: 2013-04-20→ Common Stock (3,300 underlying)
  • Disposition to Issuer

    Common Stock

    2007-07-01−74,190.39→ 0 total
  • Award

    Common Stock

    2007-06-30$44.00/sh+85.227$3,750→ 74,190.39 total
  • Disposition to Issuer

    Option - 2000 - Right to Buy

    2007-07-01−3,300→ 0 total
    Exercise: $33.69From: 2001-04-24Exp: 2010-04-23→ Common Stock (3,300 underlying)
  • Disposition to Issuer

    Option - 2002 - Right to Buy

    2007-07-01−3,300→ 0 total
    Exercise: $38.61From: 2003-04-19Exp: 2012-04-18→ Common Stock (3,300 underlying)
  • Disposition to Issuer

    Option - 2004 - Right to Buy

    2007-07-01−3,300→ 0 total
    Exercise: $31.18From: 2005-04-23Exp: 2014-04-22→ Common Stock (3,300 underlying)
  • Disposition to Issuer

    Option - 2005 - Right to Buy

    2007-07-01−3,300→ 0 total
    Exercise: $27.45From: 2006-04-22Exp: 2015-04-21→ Common Stock (3,300 underlying)
  • Disposition to Issuer

    Deferred Share Units

    2007-07-01−4,250.35→ 0 total
    → Common Stock (4,250.35 underlying)
Footnotes (5)
  • [F1]Phantom stock acquired pursuant to the Elective Deferred Compensation Plan for Directors (Post 12/31/04) payable at a specified date in shares of Mellon Financial Corporation common stock.
  • [F2]Disposed of in exchange for an equal number of shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of Mellon Financial Corporation ("MFC") into BNY Mellon (the "Merger").
  • [F3]The options, which provided for full vesting one year from the date of the option grant, were exchanged in the Merger for an equal number of options of BNY Mellon.
  • [F4]1-for-1.
  • [F5]Disposed of in exchange for an equal number of deferred share units of BNY Mellon pursuant to the Merger. All deferred share units were previously vested or vest as of date of the Merger and will be payable 30 days following the Merger.

Documents

1 file

Issuer

MELLON FINANCIAL CORP

CIK 0000064782

→
Entity typeoperating
IncorporatedPA

Related Parties

1
  • filerCIK 0000064782

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 3:03 PM ET
Size
25.8 KB
View on SEC.gov