Home/Filings/4/0001181431-07-043902
4//SEC Filing

MELLON FINANCIAL CORP 4

Accession 0001181431-07-043902

CIK 0000064782operating

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 3:05 PM ET

Size

24.1 KB

Accession

0001181431-07-043902

Insider Transaction Report

Form 4
Period: 2007-07-01
HUGHEY MICHAEL K
SVP & Controller
Transactions
  • Disposition to Issuer

    EMP OPT (Right to Buy) Type NQ 03/13/2007

    2007-07-0110,0040 total
    Exercise: $40.68From: 2008-03-13Exp: 2017-03-12Common Stock (10,004 underlying)
  • Disposition to Issuer

    Common Stock

    2007-07-01546.850 total(indirect: By 401(k))
  • Disposition to Issuer

    EMP OPT (Right to Buy) Type I 7/99

    2007-07-014,5000 total
    Exercise: $35.25From: 2000-07-23Exp: 2009-07-22Common Stock (4,500 underlying)
  • Disposition to Issuer

    EMP OPT-Right to Buy-Type NQ 12/05

    2007-07-012,8720 total
    Exercise: $33.65From: 2006-12-19Exp: 2015-12-18Common Stock (2,872 underlying)
  • Disposition to Issuer

    EMP OPT (Right to Buy) Type R 10/00

    2007-07-013,7770 total
    Exercise: $48.25From: 2003-10-31Exp: 2007-07-16Common Stock (3,777 underlying)
  • Disposition to Issuer

    EMP OPT (Right to Buy) Type I 7/01

    2007-07-015,5200 total
    Exercise: $38.50From: 2002-07-20Exp: 2011-07-19Common Stock (5,520 underlying)
  • Disposition to Issuer

    EMP OPT-Right to Buy-Type I 12/04

    2007-07-015,4350 total
    Exercise: $30.65From: 2005-12-20Exp: 2014-12-19Common Stock (5,435 underlying)
  • Disposition to Issuer

    EMP OPT (Right to Buy) Type I 7/00

    2007-07-015,3000 total
    Exercise: $40.25From: 2001-07-21Exp: 2010-07-20Common Stock (5,300 underlying)
  • Disposition to Issuer

    EMP OPT (Right to Buy) Type I 1/01

    2007-07-013500 total
    Exercise: $44.00From: 2002-01-19Exp: 2011-01-18Common Stock (350 underlying)
  • Disposition to Issuer

    Common Stock

    2007-07-014,8920 total
Footnotes (5)
  • [F1]Disposed of in exchange for an equal number of shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of Mellon Financial Corporation into BNY Mellon (the "Merger").
  • [F2]Holdings reported as of 06/30/2007.
  • [F3]The options, which originally provided for vesting in three equal annual installments beginning on the date shown (and, to the extent not already exercisable, became fully exercisable on May 24, 2007 in connection with shareholder approval of the Merger), were exchanged in the Merger for an equal number of options of BNY Mellon.
  • [F4]The options, which provided for vesting in five equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon.
  • [F5]The options, which provided for a three-year vesting period, were exchanged in the Merger for an equal number of options of BNY Mellon.

Issuer

MELLON FINANCIAL CORP

CIK 0000064782

Entity typeoperating
IncorporatedPA

Related Parties

1
  • filerCIK 0000064782

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 3:05 PM ET
Size
24.1 KB