MELLON FINANCIAL CORP 4
4 · MELLON FINANCIAL CORP · Filed Jul 3, 2007
Insider Transaction Report
Form 4
HUGHEY MICHAEL K
SVP & Controller
Transactions
- Disposition to Issuer
EMP OPT (Right to Buy) Type NQ 03/13/2007
2007-07-01−10,004→ 0 totalExercise: $40.68From: 2008-03-13Exp: 2017-03-12→ Common Stock (10,004 underlying) - Disposition to Issuer
Common Stock
2007-07-01−546.85→ 0 total(indirect: By 401(k)) - Disposition to Issuer
EMP OPT (Right to Buy) Type I 7/99
2007-07-01−4,500→ 0 totalExercise: $35.25From: 2000-07-23Exp: 2009-07-22→ Common Stock (4,500 underlying) - Disposition to Issuer
EMP OPT-Right to Buy-Type NQ 12/05
2007-07-01−2,872→ 0 totalExercise: $33.65From: 2006-12-19Exp: 2015-12-18→ Common Stock (2,872 underlying) - Disposition to Issuer
EMP OPT (Right to Buy) Type R 10/00
2007-07-01−3,777→ 0 totalExercise: $48.25From: 2003-10-31Exp: 2007-07-16→ Common Stock (3,777 underlying) - Disposition to Issuer
EMP OPT (Right to Buy) Type I 7/01
2007-07-01−5,520→ 0 totalExercise: $38.50From: 2002-07-20Exp: 2011-07-19→ Common Stock (5,520 underlying) - Disposition to Issuer
EMP OPT-Right to Buy-Type I 12/04
2007-07-01−5,435→ 0 totalExercise: $30.65From: 2005-12-20Exp: 2014-12-19→ Common Stock (5,435 underlying) - Disposition to Issuer
EMP OPT (Right to Buy) Type I 7/00
2007-07-01−5,300→ 0 totalExercise: $40.25From: 2001-07-21Exp: 2010-07-20→ Common Stock (5,300 underlying) - Disposition to Issuer
EMP OPT (Right to Buy) Type I 1/01
2007-07-01−350→ 0 totalExercise: $44.00From: 2002-01-19Exp: 2011-01-18→ Common Stock (350 underlying) - Disposition to Issuer
Common Stock
2007-07-01−4,892→ 0 total
Footnotes (5)
- [F1]Disposed of in exchange for an equal number of shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of Mellon Financial Corporation into BNY Mellon (the "Merger").
- [F2]Holdings reported as of 06/30/2007.
- [F3]The options, which originally provided for vesting in three equal annual installments beginning on the date shown (and, to the extent not already exercisable, became fully exercisable on May 24, 2007 in connection with shareholder approval of the Merger), were exchanged in the Merger for an equal number of options of BNY Mellon.
- [F4]The options, which provided for vesting in five equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon.
- [F5]The options, which provided for a three-year vesting period, were exchanged in the Merger for an equal number of options of BNY Mellon.