Home/Filings/4/0001181431-07-044146
4//SEC Filing

Bank of New York Mellon CORP 4

Accession 0001181431-07-044146

$BKCIK 0001390777operating

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 5:28 PM ET

Size

35.9 KB

Accession

0001181431-07-044146

Insider Transaction Report

Form 4
Period: 2007-07-01
LAMERE DAVID F
Vice Chairman
Transactions
  • Award

    EMP OPT (Right to Buy) Type R 08/05

    2007-07-01+5,8615,861 total
    Exercise: $30.68From: 2008-08-24Exp: 2013-01-23Common Stock (5,861 underlying)
  • Award

    EMP OPT-Right to Buy-Type R 08/06

    2007-07-01+2,7412,741 total
    Exercise: $37.29From: 2009-08-18Exp: 2013-01-23Common Stock (2,741 underlying)
  • Award

    Common Stock

    2007-07-01+80,346.0280,346.02 total
  • Award

    Common Stock

    2007-07-01+111,326111,326 total(indirect: By Spouse)
  • Award

    EMP OPT-RTB-Type NQ 03/06

    2007-07-01+124,379124,379 total
    Exercise: $35.88From: 2009-03-13Exp: 2016-03-12Common Stock (124,379 underlying)
  • Award

    EMP OPT 02/07 Type NQS

    2007-07-01+15,04115,041 total
    Exercise: $45.97From: 2010-07-01Exp: 2017-02-19Common Stock (15,041 underlying)
  • Award

    Common Stock

    2007-07-01+3,440.733,440.73 total(indirect: By 401(k))
  • Award

    EMP OPT-RTB-Type NQ 01/06

    2007-07-01+66,79866,798 total
    Exercise: $35.02From: 2007-01-23Exp: 2016-01-22Common Stock (66,798 underlying)
  • Award

    EMP OPT-Right to Buy-10/98

    2007-07-01+17,00017,000 total
    Exercise: $29.31From: 1999-10-23Exp: 2008-10-22Common Stock (17,000 underlying)
  • Award

    EMP OPT (Right to Buy) Type I 9/01

    2007-07-01+20,00020,000 total
    Exercise: $32.32From: 2002-09-17Exp: 2011-09-16Common Stock (20,000 underlying)
  • Award

    EMP OPT-Right to Buy -Type NQ 1/03

    2007-07-01+170170 total
    Exercise: $23.19From: 2004-01-24Exp: 2013-01-23Common Stock (170 underlying)
  • Award

    EMP OPT-Right to Buy-Type II 10/98

    2007-07-01+4,2504,250 total
    Exercise: $29.31From: 1999-10-23Exp: 2008-10-22Common Stock (4,250 underlying)
  • Award

    EMP OPT-Right to Buy -Type I 1/02

    2007-07-01+15,83915,839 total
    Exercise: $38.70From: 2003-01-18Exp: 2012-01-17Common Stock (15,839 underlying)
  • Award

    EMP OPT-Right to Buy-Type I 1/04

    2007-07-01+11,79111,791 total
    Exercise: $33.47From: 2005-01-23Exp: 2014-01-22Common Stock (11,791 underlying)
  • Award

    EMP OPT-Right to Buy-Type I 1/05

    2007-07-01+18,65818,658 total
    Exercise: $29.21From: 2006-01-24Exp: 2015-01-23Common Stock (18,658 underlying)
  • Award

    EMP OPT (Right to Buy) Type NQ 02/20/07

    2007-07-01+101,084101,084 total
    Exercise: $45.97From: 2008-02-20Exp: 2017-02-19Common Stock (101,084 underlying)
Footnotes (7)
  • [F1]Acquired in exchange for an equal number of shares of Mellon Financial Corporation ("MFC") common stock pursuant to the merger of MFC into The Bank of New York Mellon Corporation (the "Merger").
  • [F2]Holdings reported as of 06/30/2007.
  • [F3]I disclaim beneficial ownership of these shares.
  • [F4]The options, which provide for vesting in three equal annual installments beginning on the date shown, were acquired in the Merger in exchange for an equal number of MFC options.
  • [F5]The options, which provide for a three-year vesting period, were acquired in the Merger in exchange for an equal number of options of MFC.
  • [F6]The options, which provide for vesting in five equal annual installments beginning on the date shown, were acquired in the Merger in exchange for an equal number of MFC options.
  • [F7]The options, which provide for vesting on the third anniversary of the consummation of the Merger, were acquired in the Merger in exchange for an equal number of options of MFC.

Issuer

Bank of New York Mellon CORP

CIK 0001390777

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001390777

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 5:28 PM ET
Size
35.9 KB