4//SEC Filing
APPLIED MATERIALS INC /DE 4
Accession 0001181431-07-044791
$AMATCIK 0000006951operating
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 5:18 PM ET
Size
24.7 KB
Accession
0001181431-07-044791
Insider Transaction Report
Form 4
Kerschbaum Manfred
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2007-07-03$14.57/sh+30,000$437,100→ 286,500 total - Sale
Common Stock
2007-07-03$20.16/sh−15,000$302,400→ 256,500 total - Exercise/Conversion
Common Stock
2007-07-03$16.12/sh+62,500$1,007,500→ 319,000 total - Sale
Common Stock
2007-07-03$20.16/sh−62,500$1,260,000→ 256,500 total - Exercise/Conversion
Common Stock
2007-07-03$15.07/sh+15,000$226,050→ 271,500 total - Sale
Common Stock
2007-07-03$20.16/sh−30,000$604,800→ 256,500 total - Sale
Common Stock
2007-07-05$19.90/sh−1,500$29,850→ 255,000 total - Exercise/Conversion
Employee Stock Option (right to buy)
2007-07-03−62,500→ 62,500 totalExercise: $16.12Exp: 2011-11-03→ Common Stock (62,500 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2007-07-03−15,000→ 0 totalExercise: $15.07From: 2004-07-15Exp: 2009-11-19→ Common Stock (15,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2007-07-03−30,000→ 65,000 totalExercise: $14.57Exp: 2009-12-11→ Common Stock (30,000 underlying)
Holdings
- 9,164.667(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).
- [F2]Increased number of shares reflects periodic payroll acquisitions, reinvestment of dividends, and periodic allocation of accrued interest to all participants under 401(k) Plan that are exempt under Rule 16b-3.
- [F3]30,000 shares became exercisable on 7/15/06 and 65,000 shares become exercisable on 7/15/07, subject to continued employment.
- [F4]31,250 shares became exercisable on each of 7/15/05 and 7/15/06; and 31,250 shares become exercisable on each of 7/15/07 and 7/15/08, subject to continued employment.
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeoperating
IncorporatedDC
Related Parties
1- filerCIK 0000006951
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 5:18 PM ET
- Size
- 24.7 KB