4//SEC Filing
INVESTORS CAPITAL HOLDINGS LTD 4
Accession 0001181431-07-048188
CIK 0001001871operating
Filed
Jul 29, 8:00 PM ET
Accepted
Jul 30, 5:00 PM ET
Size
12.8 KB
Accession
0001181431-07-048188
Insider Transaction Report
Form 4
Robino Charles J
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value per share
2007-07-26$5.05/sh+6,400$32,320→ 739,939 total - Purchase
Common Stock, $0.1 par value per share
2007-07-27$5.06/sh+200$1,012→ 740,139 total
RSSIAM, LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value per share
2007-07-26$5.05/sh+6,400$32,320→ 739,939 total - Purchase
Common Stock, $0.1 par value per share
2007-07-27$5.06/sh+200$1,012→ 740,139 total
RSSI Investment Advisers, LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value per share
2007-07-26$5.05/sh+6,400$32,320→ 739,939 total - Purchase
Common Stock, $0.1 par value per share
2007-07-27$5.06/sh+200$1,012→ 740,139 total
ROBINO STORTINI HOLDINGS LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value per share
2007-07-26$5.05/sh+6,400$32,320→ 739,939 total - Purchase
Common Stock, $0.1 par value per share
2007-07-27$5.06/sh+200$1,012→ 740,139 total
Stortini Michael
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value per share
2007-07-27$5.06/sh+200$1,012→ 740,139 total - Purchase
Common Stock, $0.1 par value per share
2007-07-26$5.05/sh+6,400$32,320→ 739,939 total
Footnotes (1)
- [F1]Under the concept of beneficial ownership applicable to a "group" under the rules and regulations of the Securities and Exchange Commission each of the Reporting persons should be deemed to beneficially own, 753,239 shares of the company's Common Stock, 740,139 shares of Common Stock are held in the name of Robino Stortini Holding LLC ("RSH"), 12,700 shares of the Common Stock are held in the name of Mr. Stortini personally and 400 shares are held in Mr. Stortini's Individual Retirement Accounts, RSH, RSSI Investment Advisors, LLC ("RSSILA"), RSSIAM and Messers . Robino and Stortini disclaim beneficial ownership of any shares owned by RSH except to the extent of their pro rata equity ownership interest in RSH.
Documents
Issuer
INVESTORS CAPITAL HOLDINGS LTD
CIK 0001001871
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0001001871
Filing Metadata
- Form type
- 4
- Filed
- Jul 29, 8:00 PM ET
- Accepted
- Jul 30, 5:00 PM ET
- Size
- 12.8 KB