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4//SEC Filing

WASTE INDUSTRIES USA INC 4

Accession 0001181431-07-052226

CIK 0001125845operating
View on SEC.govCompany Profile

Filed

Aug 13, 8:00 PM ET

Accepted

Aug 14, 11:22 AM ET

Size

28.0 KB

Accession

0001181431-07-052226

Insider Transaction Report

Form 4
Period: 2007-08-13
WASTE INDUSTRIES USA INCWWIN
POOLE LONNIE C III
VP Corporate Development10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2007-08-13$7.21/sh+438$3,158→ 764,175 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2007-08-13−1,652→ 3,635 total
    Exercise: $23.12Exp: 2011-04-06→ Common Stock (1,652 underlying)
  • Award

    Deferred Stock Units

    2007-05-30+688→ 688 total
    Exp: 2012-05-30→ Common Stcok (688 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2007-08-13−468→ 1,152 total
    Exercise: $11.79Exp: 2009-05-04→ Common Stock (468 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2007-08-13−438→ 0 total
    Exercise: $7.21Exp: 2008-04-22→ Common Stock (438 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2007-08-13−631→ 2,209 total
    Exercise: $15.29Exp: 2010-05-11→ Common Stock (631 underlying)
  • Exercise/Conversion

    Common Stock

    2007-08-13$23.12/sh+1,652$38,198→ 767,226 total
  • Exercise/Conversion

    Common Stock

    2007-08-13$11.79/sh+768$9,056→ 764,943 total
  • Exercise/Conversion

    Common Stock

    2007-08-13$15.29/sh+631$9,648→ 765,574 total
Holdings

  • Common Stock

    (indirect: By Trust)
    695,864

  • Stock Option (Right to Buy)

    Exercise: $30.32Exp: 2012-03-20→ Common Stock (2,082 underlying)
    2,082

  • Common Stock

    (indirect: By Trust)
    403,379

  • Common Stock

    (indirect: By Trust)
    695,865

  • Common Stock

    (indirect: By Trust)
    29,467

  • Common Stock

    (indirect: By Trust)
    350,000

  • Common Stock

    (indirect: By Children)
    6,540
Footnotes (13)
  • [F1]The Reporting Person is co-trustee of the trust holding these shares.
  • [F10]The stock options granted to the Reporting Person in March 2007 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on March 20, 2011, based on continued employment.
  • [F11]The Reporting Person's brother, Scott J. Poole, is the trustee for these shares in the Tailwalker Non-GST Trust and are held for the benefit of the Reporting Person's children.
  • [F12]The deferred stock units convert to shares of Waste Industries USA, Inc. common stock on a one-for-one basis on the date of vesting.
  • [F13]The deferred stock units vest in three equal annual installments beginning on May 30, 2010.
  • [F2]The Reporting Person, as a beneficiary of the trust holding these shares, has shared investment power with the trust's other beneficiary.
  • [F3]The Reporting Person's brother, Scott J. Poole, is the new trustee of these shares for which such shares are held for the benefit of the Reporting Person's children. The Reporting Person's father, Lonnie C. Poole, Jr. had previously been named as the sole trustee.
  • [F4]The stock options granted to the Reporting Person in April 2003 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 22, 2007, subject to continued employment.
  • [F5]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
  • [F6]These shares are held in a grantor retained annuity trust.
  • [F7]The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment.
  • [F8]These shares are held by the Reporting Person's mother as custodian for the Reporting Person's children under the Uniform Gifts to Minors Act. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  • [F9]The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment.

Documents

1 file

Issuer

WASTE INDUSTRIES USA INC

CIK 0001125845

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001125845

Filing Metadata

Form type
4
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 11:22 AM ET
Size
28.0 KB
View on SEC.gov