4//SEC Filing
RCN CORP /DE/ 4
Accession 0001181431-07-052430
CIK 0001041858operating
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 5:06 PM ET
Size
12.0 KB
Accession
0001181431-07-052430
Insider Transaction Report
Form 4
RCN CORP /DE/RCNIV
PALLOTTA JAMES J
Other
Transactions
- Sale
Common Stock, par value $0.01 per share
2007-08-10$13.97/sh−125,307$1,750,539→ 7,048,205 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2007-08-13$15.98/sh−13,380$213,812→ 7,034,825 total(indirect: See Footnotes)
JONES PAUL TUDOR II
Other
Transactions
- Sale
Common Stock, par value $0.01 per share
2007-08-10$13.97/sh−125,307$1,750,539→ 7,048,205 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2007-08-13$15.98/sh−13,380$213,812→ 7,034,825 total(indirect: See Footnotes)
TUDOR INVESTMENT CORP ET AL
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2007-08-10$13.97/sh−125,307$1,750,539→ 7,048,205 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2007-08-13$15.98/sh−13,380$213,812→ 7,034,825 total(indirect: See Footnotes)
Footnotes (5)
- [F1]Tudor Investment Corporation ("TIC") is the investment adviser or trading advisor to each of The Tudor BVI Global Portfolio L.P. ("BVI") and The Raptor Global Portfolio Ltd. ("Raptor"), and the General Partner of The Altar Rock Fund L.P. ("Altar Rock"). The shares of Common Stock (collectively, "Common Stock") as reported herein as indirectly beneficially owned by TIC are directly beneficially owned by BVI (1,776,828 shares), Raptor (5,200,806 shares), and Altar Rock (57,191 shares). Because TIC is the sole General Partner of Altar Rock and provides investment-advisory services to BVI and Raptor, TIC may be deemed to beneficially own the shares of Common Stock owned by each of such entities. TIC disclaims beneficial ownership of the securities reported herein as indirectly owned except to the extent of its pecuniary interest in such securities.
- [F2]The shares of Common Stock (the "Shares") are reported herein as indirectly beneficially owned by Paul Tudor Jones II. The Shares are owned indirectly by TIC (7,034,825 shares) (see Footnote 1). Because Mr. Jones is the controlling shareholder of TIC, Mr. Jones may be deemed to beneficially own the Shares deemed beneficially owned by TIC. Mr. Jones expressly disclaims such beneficial ownership.
- [F3]The Shares are reported herein as indirectly beneficially owned by James J. Pallotta. The Shares are owned indirectly by TIC (7,034,825 shares) (see Footnote 1). Because Mr. Pallotta is the portfolio manager of TIC with respect to the Shares and may be deemed to have voting and investment authority with respect to the Shares, Mr. Pallotta may be deemed to beneficially own the Shares deemed beneficially owned by each of TIC.
- [F4]BVI, Raptor, and Altar Rock disposed of 31,641, 92,649, and 1,017 shares of Common Stock, respectively.
- [F5]BVI, Raptor, and Altar Rock disposed of 3,026, 10,272, and 82 shares of Common Stock, respectively.
Documents
Issuer
RCN CORP /DE/
CIK 0001041858
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001041858
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 5:06 PM ET
- Size
- 12.0 KB