WASTE INDUSTRIES USA INC 4
4 · WASTE INDUSTRIES USA INC · Filed Aug 16, 2007
Insider Transaction Report
Form 4
POOLE LONNIE C JR
Director10% Owner
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2007-08-15−2,239→ 3,358 totalExercise: $11.79Exp: 2009-05-04→ Common Stock (2,239 underlying) - Exercise/Conversion
Common Stock
2007-08-15$11.79/sh+2,239$26,398→ 2,237,950 total - Exercise/Conversion
Common Stock
2007-08-15$23.12/sh+735$16,993→ 2,239,898 total - Exercise/Conversion
Common Stock
2007-08-15$15.29/sh+1,213$18,547→ 2,239,163 total - Exercise/Conversion
Stock Option (Right to Buy)
2007-08-15−1,213→ 4,246 totalExercise: $15.29Exp: 2010-05-11→ Common Stock (1,213 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2007-08-15−735→ 8,829 totalExercise: $23.12Exp: 2011-04-06→ Common Stock (8,094 underlying)
Holdings
- 61,320(indirect: By Trust)
Common Stock
- 30,598(indirect: By Spouse)
Common Stock
- 3,295
Stock Option (Right to Buy)
Exercise: $30.32Exp: 2012-03-20→ Common Stock (3,295 underlying) - 695,864(indirect: By Trust)
Common Stock
- 695,865(indirect: By Trust)
Common Stock
- 1,088
Deferred Stock Units
Exp: 2012-06-20→ Common Stock (1,088 underlying) - 350,000(indirect: By Trust)
Common Stock
Footnotes (9)
- [F1]Such shares are held by the Lonnie C. Poole, Jr. Grantor Trust, of which Scott J. Poole is the beneficiary.
- [F2]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
- [F3]Such shares are held by the Lonnie C. Poole, Jr. Grantor Trust, of which Lonnie C. Poole, III is the beneficiary.
- [F4]The shares are held by an investment partnership of which the Reporting Person serves as a General Partner. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- [F5]The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment.
- [F6]The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment.
- [F7]The stock options granted to the Reporting Person in March of 2007 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on March 20, 2011, based on continued employment.
- [F8]The deferred stock units convert to shares of Waste Industries USA, Inc. common stock on a one-for-one basis on the date of vesting.
- [F9]The deferred stock units vest in three equal annual installments beginning on May 30, 2010.