BROADWAY FINANCIAL CORP \DE\ 4
4 · BROADWAY FINANCIAL CORP \DE\ · Filed Aug 30, 2007
Insider Transaction Report
Form 4
Williams Elrick
DirectorOther
Transactions
- Purchase
Common stock
2007-08-29$10.35/sh+13,000$134,550→ 149,778 total(indirect: By Williams Group Holdings L.L.C.)
Holdings
- 120,250(indirect: By Williams Group Holding L.L.C.)
Common stock
→ Common stock (120,250 underlying) - 16,528(indirect: By Williams Group Holdings L.L.C.)
Common stock
→ Common stock (16,528 underlying)
Footnotes (3)
- [F1]The reporting person is an Officer of Williams Group L.L.C. The reporting person disclaims beneficial ownership of the securites held by Williams Group Holding L.L.C., except to the extent of his pecuinary interest therein.
- [F2]The common stock may be exercised at any time, at the holder's election, and has no expiration date.
- [F3]These shares were transferred to Williams Group Holdings on December 4, 2006