NASDAQ STOCK MARKET INC 4
4 · NASDAQ STOCK MARKET INC · Filed Sep 14, 2007
Insider Transaction Report
Form 4
WARREN DAVID P
Executive Vice President
Transactions
- Sale
Common Stock, par value $0.01 per share
2007-09-12$35.00/sh−22,705$794,675→ 9,615 total
Holdings
- 44,300
Employee Stock Option (Right to Buy)
Exercise: $10.25Exp: 2014-10-04→ Common Stock (44,300 underlying) - 75,000
Employee Stock Option (Right to Buy)
Exercise: $9.15Exp: 2014-02-18→ Common Stock (75,000 underlying) - 55,700
Employee Stock Option (Right to Buy)
Exercise: $13.00Exp: 2011-02-14→ Common Stock (55,700 underlying) - 150,000
Employee Stock Option (Right to Buy)
Exercise: $7.35Exp: 2014-11-15→ Common Stock (150,000 underlying) - 28,801
Employee Stock Option (Right to Buy)
Exercise: $35.92Exp: 2016-12-13→ Common Stock (28,801 underlying)
Footnotes (7)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2007.
- [F2]Represents 9,615 shares of unvested restricted stock granted under The Nasdaq Stock Market, Inc. Equity Incentive Plan.
- [F3]Options exercisable as to 50% on December 13, 2010, subject to accelerated vesting on December 13, 2009, or extension of vesting until December 13, 2011, depending on the achievement of performance goals to be determined by the Board of Directors. Options exercisable as to 50% on December 13, 2011, subject to accelerated vesting on December 13, 2010, or extension of vesting until December 13, 2012, depending on the achievement of performance goals to be determined by the Board of Directors.
- [F4]Options exercisable as to 100%.
- [F5]Options exercisable as to 100%.
- [F6]Options exercisable as to 100%.
- [F7]Options exercisable as to 50% on January 15, 2008 and as to 50% on January 15, 2009.