4//SEC Filing
INVESTORS CAPITAL HOLDINGS LTD 4
Accession 0001181431-07-057878
CIK 0001001871operating
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 12:48 PM ET
Size
13.2 KB
Accession
0001181431-07-057878
Insider Transaction Report
Form 4
RSSIAM, LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value
2007-09-14$5.00/sh+100$500→ 7,913 total
Robino Stortini Holdings II, LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value
2007-09-14$5.00/sh+100$500→ 7,913 total
Robino Charles J
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value
2007-09-14$5.00/sh+100$500→ 7,913 total
Stortini Michael
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value
2007-09-14$5.00/sh+100$500→ 7,913 total
ROBINO STORTINI HOLDINGS LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value
2007-09-14$5.00/sh+100$500→ 7,913 total
RSSI Investment Advisers, LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value
2007-09-14$5.00/sh+100$500→ 7,913 total
Footnotes (1)
- [F1]Under the concept of beneficial ownership applicable to a "group" under the rules and regulations of the Securities and Exchange Commission each of the Reporting Persons should be deemed to beneficially own 781,604 shares of the company's Common Stock, 753,491 shares of Common Stock are held in the name of Robino Stortini Holding LLC ("RSH"), 7,913 shares of Common Stock are held in the name of Robino Stortini Holdings II LLC ("RSH II"), 19,800 shares of the Common Stock are held in the name of Mr. Stortini personally and 400 shares are held in Mr. Stortini's Individual Retirement Accounts. RSH II, RSSI Investment Advisors, LLC, RSSIAM, LLC and Messers. Robino and Stortini disclaim beneficial ownership of any shares owned by RSH except to the extent of their pro rata equity ownership interest in RSH.
Documents
Issuer
INVESTORS CAPITAL HOLDINGS LTD
CIK 0001001871
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0001001871
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 12:48 PM ET
- Size
- 13.2 KB