INVESTORS CAPITAL HOLDINGS LTD 4
4 · INVESTORS CAPITAL HOLDINGS LTD · Filed Sep 18, 2007
Insider Transaction Report
Form 4
ROBINO STORTINI HOLDINGS LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.1 par value
2007-09-14$5.00/sh+100$500→ 7,913 total
Footnotes (1)
- [F1]Under the concept of beneficial ownership applicable to a "group" under the rules and regulations of the Securities and Exchange Commission each of the Reporting Persons should be deemed to beneficially own 781,604 shares of the company's Common Stock, 753,491 shares of Common Stock are held in the name of Robino Stortini Holding LLC ("RSH"), 7,913 shares of Common Stock are held in the name of Robino Stortini Holdings II LLC ("RSH II"), 19,800 shares of the Common Stock are held in the name of Mr. Stortini personally and 400 shares are held in Mr. Stortini's Individual Retirement Accounts. RSH II, RSSI Investment Advisors, LLC, RSSIAM, LLC and Messers. Robino and Stortini disclaim beneficial ownership of any shares owned by RSH except to the extent of their pro rata equity ownership interest in RSH.