Home/Filings/4/0001181431-07-058645
4//SEC Filing

FEDERAL TRUST CORP 4

Accession 0001181431-07-058645

CIK 0000842640operating

Filed

Sep 23, 8:00 PM ET

Accepted

Sep 24, 4:30 PM ET

Size

14.6 KB

Accession

0001181431-07-058645

Insider Transaction Report

Form 4
Period: 2007-09-24
SUSKIEWICH JAMES
DirectorChairman, President, and CEO
Transactions
  • Purchase

    Common Stock

    2007-09-24$3.92/sh+10,798$42,32891,779 total
  • Exercise of In-Money

    Common Stock Options

    2007-09-24$3.92/sh10,798$42,3280 total
    Exercise: $3.92From: 2003-10-01Exp: 2012-09-30Stock Options (10,798 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    174,774
  • Common Stock

    (indirect: By IRA)
    26,964
  • Common Stock

    (indirect: By Spouse)
    120,000
  • Common Stock

    (indirect: By Spouse)
    1,977
  • Common Stock

    (indirect: By Trust)
    212,723
  • Common Stock Options

    Exercise: $10.00From: 2006-11-18Exp: 2015-11-18Stock Options (102,000 underlying)
    102,000
  • Common Stock Options

    Exercise: $7.47From: 2004-10-24Exp: 2013-10-23Stock Options (51,000 underlying)
    51,000
Footnotes (3)
  • [F1]401K holding balance changes due to bi-weekly payroll and other employee transfers
  • [F2]ESOP holding balance changes due to the reinvestment of dividends and withdrawals by former employees
  • [F3]51,000 exercisable immediately; 51,000 shares exercisable over 3 years at 33.3% per year

Issuer

FEDERAL TRUST CORP

CIK 0000842640

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0000842640

Filing Metadata

Form type
4
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 4:30 PM ET
Size
14.6 KB