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FEDERAL TRUST CORP·4

Sep 24, 4:30 PM ET

FEDERAL TRUST CORP 4

4 · FEDERAL TRUST CORP · Filed Sep 24, 2007

Insider Transaction Report

Form 4
Period: 2007-09-24
FEDERAL TRUST CORPFDT
SUSKIEWICH JAMES
DirectorChairman, President, and CEO
Transactions
  • Purchase

    Common Stock

    2007-09-24$3.92/sh+10,798$42,328→ 91,779 total
  • Exercise of In-Money

    Common Stock Options

    2007-09-24$3.92/sh−10,798$42,328→ 0 total
    Exercise: $3.92From: 2003-10-01Exp: 2012-09-30→ Stock Options (10,798 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    174,774

  • Common Stock

    (indirect: By IRA)
    26,964

  • Common Stock

    (indirect: By Spouse)
    120,000

  • Common Stock

    (indirect: By Spouse)
    1,977

  • Common Stock

    (indirect: By Trust)
    212,723

  • Common Stock Options

    Exercise: $10.00From: 2006-11-18Exp: 2015-11-18→ Stock Options (102,000 underlying)
    102,000

  • Common Stock Options

    Exercise: $7.47From: 2004-10-24Exp: 2013-10-23→ Stock Options (51,000 underlying)
    51,000
Footnotes (3)
  • [F1]401K holding balance changes due to bi-weekly payroll and other employee transfers
  • [F2]ESOP holding balance changes due to the reinvestment of dividends and withdrawals by former employees
  • [F3]51,000 exercisable immediately; 51,000 shares exercisable over 3 years at 33.3% per year

Documents

1 file
  • 4
    rrd173249.xmlPrimary

    STOCK OPTION EXERCISE