Home/Filings/4/0001181431-07-067034
4//SEC Filing

KYPHON INC 4

Accession 0001181431-07-067034

CIK 0001123313operating

Filed

Nov 5, 7:00 PM ET

Accepted

Nov 6, 9:54 PM ET

Size

20.6 KB

Accession

0001181431-07-067034

Insider Transaction Report

Form 4
Period: 2007-11-02
Paddock Bradley W
VP, US Sales
Transactions
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2007-11-02$31.73/sh30,000$951,9000 total
    Exercise: $39.27Exp: 2016-09-15Common Stock (30,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2007-11-02$50.17/sh875$43,8990 total
    Exercise: $20.83Exp: 2014-03-24Common Stock (875 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2007-11-02$33.35/sh50,000$1,667,5000 total
    Exercise: $37.65Exp: 2015-07-21Common Stock (50,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2007-11-02$46.94/sh109,080$5,120,2150 total
    Exercise: $24.06Exp: 2014-12-01Common Stock (109,080 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2007-11-02$47.43/sh115$5,4540 total
    Exercise: $23.57Exp: 2014-08-19Common Stock (115 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2007-11-02$46.82/sh32$1,4980 total
    Exercise: $24.18Exp: 2014-01-09Common Stock (32 underlying)
  • Disposition to Issuer

    Common Stock

    2007-11-028,9080 total
Footnotes (7)
  • [F1]Includes 1,908 shares that were disposed of pursuant to the merger agreement among Kyphon Inc., Jets Acquisition Corporation and Medtronic, Inc. in exchange for $71.00 per share in cash on the effective date of the merger. Also includes 7,000 Restricted Stock Units, which originally provided for vesting in three equal annual installments beginning on 8/20/08 and which were assumed in the merger and replaced with 10,478 Medtronic, Inc. Restricted Stock Units.
  • [F2]This option provided for vesting of 1/48th of shares per month beginning on 10/15/06. 8,125 shares subject to the option were cancelled in the merger in exchange for a cash payment of $257,806.25, representing the difference between the exercise price of the option and the merger consideration. 21,875 shares subject to the option were assumed by Medtronic, Inc. in the merger and replaced with an option to purchase 32,745 shares of Medtronic, Inc. common stock at an exercise price of $26.24 per share.
  • [F3]This option provided for vesting of 1/48th of shares per month beginning on 8/21/05. 28,125 shares subject to the option were cancelled in the merger in exchange for a cash payment of $937,968.75, representing the difference between the exercise price of the option and the merger consideration. 21,875 shares subject to the option were assumed by Medtronic, Inc. in the merger and replaced with an option to purchase 32,745 shares of Medtronic, Inc. common stock at an exercise price of $25.16 per share.
  • [F4]This option provided for vesting of 1/48th of shares per month beginning on 1/1/05. 68,455 shares subject to the option were cancelled in the merger in exchange for a cash payment of $3,213,277.70, representing the difference between the exercise price of the option and the merger consideration. 40,625 shares subject to the option were assumed by Medtronic, Inc. in the merger and replaced with an option to purchase 60,813 shares of Medtronic, Inc. common stock at an exercise price of $16.08 per share.
  • [F5]This option, which provided for vesting of 1/48th of shares per month beginning on 2/9/04, was assumed by Medtronic, Inc. in the merger and replaced with an option to purchase 47 shares of Medtronic, Inc. common stock at an exercise price of $16.16 per share.
  • [F6]This option provided for vesting of 1/48th of shares per month beginning on 9/19/04. 10 shares subject to the option were cancelled in the merger in exchange for a cash payment of $474.30, representing the difference between the exercise price of the option and the merger consideration. 105 shares subject to the option were assumed by Medtronic, Inc. in the merger and replaced with an option to purchase 157 shares of Medtronic, Inc. common stock at an exercise price of $15.75 per share.
  • [F7]This option provided for vesting of 1/48th of shares per month beginning on 4/24/04. 145 shares subject to the option were cancelled in the merger in exchange for a cash payment of $7,274.65, representing the difference between the exercise price of the option and the merger consideration. 730 shares subject to the option were assumed by Medtronic, Inc. in the merger and replaced with an option to purchase 1,092 shares of Medtronic, Inc. common stock at an exercise price of $13.92 per share.

Issuer

KYPHON INC

CIK 0001123313

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001123313

Filing Metadata

Form type
4
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 9:54 PM ET
Size
20.6 KB