Home/Filings/4/0001181431-07-067037
4//SEC Filing

KYPHON INC 4

Accession 0001181431-07-067037

CIK 0001123313operating

Filed

Nov 5, 7:00 PM ET

Accepted

Nov 6, 9:56 PM ET

Size

15.1 KB

Accession

0001181431-07-067037

Insider Transaction Report

Form 4
Period: 2007-11-02
Transactions
  • Disposition to Issuer

    Common Stock

    2007-11-02190,8400 total(indirect: See Footnote)
  • Disposition to Issuer

    Director Stock Option (Right to Buy)

    2007-11-02$5.31/sh7,500$39,8250 total
    Exercise: $65.69Exp: 2017-08-01Common Stock (7,500 underlying)
Footnotes (6)
  • [F1]Disposed of pursuant to the merger agreement among Kyphon Inc., Jets Acquisition Corporation and Medtronic, Inc. in exchange for $71.00 per share in cash on the effective date of the merger.
  • [F2]Includes 190,840 shares beneficially owned by Vertical Fund I, L.P. ("VF-I") and Vertical Fund II, L.P. ("VF-II") Jack W. Lasersohn, one of our directors, is a general partner of The Vertical Group, L.P, which is the sole general partner of both VF-I and VF-II. Mr. Lasersohn disclaims beneficial ownership of all shares ownened by the Vertical entities except to the extent of his partnership interest in the shares.
  • [F3]This option, which provided for vesting of 1/36 of shares per month beginning on 9/1/07, was cancelled in the merger with Medtronic, Inc. in exchange for a cash payment of $39,825, representing the difference between the exercise price of the option and the merger consideration.
  • [F4]This option, which provided for vesting of 1/36 of shares per month beginning on 8/31/06, was cancelled in the merger with Medtronic, Inc. in exchange for a cash payment of $277,050, representing the difference between the exercise price of the option and the merger consideration.
  • [F5]This option, which provided for vesting of 1/36 of shares per month beginning on 8/1/05, was cancelled in the merger with Medtronic, Inc. in exchange for a cash payment of $277,050, representing the difference between the exercise price of the option and the merger consideration.
  • [F6]This option, which provided for vesting of 1/36 of shares per month beginning on 11/1/04, was cancelled in the merger with Medtronic, Inc. in exchange for a cash payment of $349,500, representing the difference between the exercise price of the option and the merger consideration.

Issuer

KYPHON INC

CIK 0001123313

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001123313

Filing Metadata

Form type
4
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 9:56 PM ET
Size
15.1 KB