|4Dec 3, 4:24 PM ET

Kohlberg Capital CORP 4

4 · Kohlberg Capital CORP · Filed Dec 3, 2007

Insider Transaction Report

Form 4
Period: 2007-11-30
LACOVARA CHRISTOPHER
DirectorVice President
Transactions
  • Purchase

    Common Stock

    2007-11-30$10.95/sh+1,000$10,950473,134 total
  • Purchase

    Common Stock

    2007-11-30$10.96/sh+900$9,864474,034 total
  • Purchase

    Common Stock

    2007-11-30$10.97/sh+200$2,194474,234 total
  • Purchase

    Common Stock

    2007-11-30$10.99/sh+1,500$16,485475,734 total
  • Purchase

    Common Stock

    2007-11-30$11.02/sh+400$4,408477,134 total
Holdings
  • Common Stock

    (indirect: By LLC)
    300,000
  • Common Stock

    (indirect: By LLC)
    210,000
  • Common Stock

    (indirect: By LLC)
    226,667
  • Common Stock

    (indirect: By LLC)
    221,333
Footnotes (5)
  • [F1]Represents shares owned by KKAT Acquisition Company III, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company III, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
  • [F2]Represents shares owned by KKAT Acquisition Company IV, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company IV, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
  • [F3]Represents shares owned by KKAT Acquisition Company V, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company V, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
  • [F4]Represents shares owned by KKAT Acquisition Company VII, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company VII, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
  • [F5]Represents shares owned by KKAT Acquisition Company VIII, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company VIII, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    rrd180561.xmlPrimary

    FORM 4