4//SEC Filing
Kohlberg Capital CORP 4
Accession 0001181431-07-072664
$BCICCIK 0001372807operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 4:24 PM ET
Size
17.2 KB
Accession
0001181431-07-072664
Insider Transaction Report
Form 4
LACOVARA CHRISTOPHER
DirectorVice President
Transactions
- Purchase
Common Stock
2007-11-30$10.95/sh+1,000$10,950→ 473,134 total - Purchase
Common Stock
2007-11-30$10.96/sh+900$9,864→ 474,034 total - Purchase
Common Stock
2007-11-30$10.97/sh+200$2,194→ 474,234 total - Purchase
Common Stock
2007-11-30$10.99/sh+1,500$16,485→ 475,734 total - Purchase
Common Stock
2007-11-30$11.02/sh+400$4,408→ 477,134 total
Holdings
- 300,000(indirect: By LLC)
Common Stock
- 210,000(indirect: By LLC)
Common Stock
- 226,667(indirect: By LLC)
Common Stock
- 221,333(indirect: By LLC)
Common Stock
Footnotes (5)
- [F1]Represents shares owned by KKAT Acquisition Company III, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company III, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- [F2]Represents shares owned by KKAT Acquisition Company IV, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company IV, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- [F3]Represents shares owned by KKAT Acquisition Company V, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company V, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- [F4]Represents shares owned by KKAT Acquisition Company VII, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company VII, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- [F5]Represents shares owned by KKAT Acquisition Company VIII, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company VIII, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
Documents
Issuer
Kohlberg Capital CORP
CIK 0001372807
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001372807
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 4:24 PM ET
- Size
- 17.2 KB