LUNA INNOVATIONS INC 4
4 · LUNA INNOVATIONS INC · Filed Dec 20, 2007
Insider Transaction Report
Form 4
Backus John C
Director
Transactions
- Award
Stock Unit
2007-10-01$4.18/sh+837.32$3,500→ 1,862.32 total→ Common Stock (837.32 underlying)
Footnotes (3)
- [F1]Stock Units convertible into registrant's common stock on a 1-for-1 basis.
- [F2]Stock Units issued under the registrant's Non-Employee Director Deferred Compensation Plan in lieu of cash payment in the amount of $3,500. The Stock Units become issuable in common stock of the registrant at the election of the reporting person upon reporting person's termination of service, a change of control of the registrant, an unforseeable emergency, or a fixed date selected by the reporting person.
- [F3]Stock Units issuable under the registrant's 2006 Equity Incentive Plan, which expires June 6, 2016.