Golden Pond Healthcare, Inc. 4
4 · Golden Pond Healthcare, Inc. · Filed Jan 23, 2008
Insider Transaction Report
Form 4
Dahl W Robert Jr
DirectorVP of Strategic Bus Dev10% Owner
Transactions
- Sale
Common stock
2007-12-11$0.00/sh−273,438$273→ 3,964,844 total(indirect: By Pecksland)
Footnotes (2)
- [F1]Pursuant to the Underwriting Agreement between Deutsche Bank Securities Inc., as representative of the underwriters, and the Issuer, a form of which was attached as Exhibit 1.1 to Amendment No. 2 to the Registration Statement on Form S-1, filed by the Issuer on October 9, 2007, the Issuer was obligated to repurchase certain founders shares issued to Pecksland Partners, LLC to reflect the partial non-exercise of the underwriters' over-allotment option.
- [F2]After giving effect to the redemption, Pecksland Partners, LLC beneficially owns 3,964,844 shares of common stock of the Issuer. Mr. Dahl owns membership interests representing approximately 38.77% of the outstanding equity interests of Pecksland Partners, LLC. Mr. Dahl hereby disclaims beneficial ownership of the shares of common stock held by Pecksland Partners, LLC in excess of the proportion that can be imputed to his fractional ownership of equity interests in Pecksland Partners, LLC.