4//SEC Filing
TERCICA INC 4
Accession 0001181431-08-044190
CIK 0001262175operating
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 4:10 PM ET
Size
21.0 KB
Accession
0001181431-08-044190
Insider Transaction Report
Form 4
TERCICA INCTRCA
Ipsen, S.A.
10% Owner
Transactions
- Purchase
COMMON STOCK, PAR VALUE $0.001
2008-07-22$8.92/sh+410,831$3,664,613→ 929,932 total - Conversion
COMMON STOCK, PAR VALUE $0.001
2008-07-22$15000000.00/sh+2,067,467$31,012,005,000,000→ 11,704,738 total - Conversion
COMMON STOCK, PAR VALUE $0.001
2008-07-22$7.41/sh+4,948,795$36,670,571→ 16,653,533 total - Conversion
THIRD SENIOR CONVERTIBLE PROMISSORY NOTE
2008-07-22+1→ 2,067,467 totalExercise: $7.41→ COMMON STOCK (2,067,467 underlying) - Conversion
SECOND SENIOR CONVERTIBLE PROMISSORY NOTE
2008-07-22+1→ 5,175,652 totalExercise: $9.34→ COMMON STOCK (5,175,652 underlying) - Conversion
COMMON STOCK, PAR VALUE $0.001
2008-07-22$25037000.00/sh+3,531,687$88,422,847,419,000→ 4,461,619 total - Conversion
COMMON STOCK, PAR VALUE $0.001
2008-07-22$47337000.00/sh+5,175,652$244,999,838,724,000→ 9,637,271 total - Conversion
FIRST SENIOR CONVERTIBLE PROMISSORY NOTE
2008-07-22+1→ 3,531,687 totalExercise: $7.41→ COMMON STOCK (3,531,687 underlying) - Conversion
WARRANT
2008-07-22+1→ 4,948,795 totalExercise: $7.41→ COMMON STOCK (4,948,795 underlying)
Footnotes (6)
- [F1]This figure includes 519,101 shares of Common Stock acquired by the reporting person on July 30, 2007.
- [F2]This figure is derived by dividing a conversion amount, which includes the corresponding conversion price in Table I and outstanding interest, by the corresponding conversion price in Table II.
- [F3]This figure represents the U.S. dollar amount of the outstanding principal of the EUR denominated face amount as determined by applying the Dollar/Euro conversion rate for July 22, 2008 as quoted at 4 p.m. ET by Reuters on July 22, 2008.
- [F4]Prior to the conversion of the Senior Convertible Promissory Notes (each a "Convertible Note"), each Convertible Note was subject to conversion at any time until the later of (i) the expiration of a five-year period commencing on October 13, 2006 or (ii) two years following the date on which the holder provided notice that it would not convert the Convertible Note in full.
- [F5]This figure represents the U.S. dollar amount of the EUR denominated exercise price as determined by applying the Dollar/Euro conversion rate for July 22, 2008 as quoted at 4 p.m. ET by Reuters on July 22, 2008.
- [F6]Prior to its exercise, the Warrant was exercisable at any time until the expiration of a five-year period commencing on October 13, 2006.
Issuer
TERCICA INC
CIK 0001262175
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001262175
Filing Metadata
- Form type
- 4
- Filed
- Jul 22, 8:00 PM ET
- Accepted
- Jul 23, 4:10 PM ET
- Size
- 21.0 KB