INTERCELL USA, INC. 4
4 · INTERCELL USA, INC. · Filed Aug 6, 2008
Insider Transaction Report
Form 4
BARRETT M JAMES
Director10% Owner
Transactions
- Disposition to Issuer
Common Stock Warrant (Right to Buy)
2008-08-04$1.35/sh−1,572,958$2,123,493→ 0 total(indirect: See Note 1)Exercise: $5.25Exp: 2012-03-02→ Common Stock (550,535 underlying) - Disposition to Issuer
Common Stock
2008-08-04$6.60/sh−6,417,186$42,353,428→ 0 total(indirect: See Note 1) - Disposition to Issuer
Stock Option Grant (Right to Buy)
2008-08-04$4.40/sh−10,000$44,000→ 0 totalExercise: $2.20Exp: 2017-06-05→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]The Reporting Person is a general partner of NEA Partners 10, Limited Partnership, the sole general partner of New Enterprise Associates 10, Limited Partnership ("NEA 10"), which is the beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, of such portion of the NEA 10 shares in which the Reporting Person has no actual pecuniary interest therein.
- [F2]This option was delcared fully vested and exercisable as of June 30, 2008 by the Issuer's Board of Directors in accordance with the Agreement and Plan of Merger, dated as of May 12, 2008, by and among Intercell AG ("Intercell"), Zebra Merger Sub, Inc., a wholly-owned subsidiary of Intercell and the Issuer.
- [F3]Exercisable at any time.