4//SEC Filing
SPO ADVISORY PARTNERS LP 4
Accession 0001181431-08-058298
CIK 0000916457other
Filed
Oct 23, 8:00 PM ET
Accepted
Oct 24, 8:14 PM ET
Size
17.4 KB
Accession
0001181431-08-058298
Insider Transaction Report
Form 4
CALPINE CORPCPN
SAN FRANCISCO PARTNERS LP
10% Owner
Transactions
- Purchase
Common Stock
2008-10-22$11.60/sh+161,295$1,871,022→ 89,891,961 total(indirect: See footnotes) - Purchase
Common Stock
2008-10-22$11.22/sh+661,805$7,425,452→ 89,731,038 total(indirect: See footnotes)
SPO ADVISORY PARTNERS LP
10% Owner
Transactions
- Purchase
Common Stock
2008-10-22$11.60/sh+161,295$1,871,022→ 89,891,961 total(indirect: See footnotes) - Purchase
Common Stock
2008-10-22$11.22/sh+661,805$7,425,452→ 89,731,038 total(indirect: See footnotes)
SPO PARTNERS II LP
10% Owner
Transactions
- Purchase
Common Stock
2008-10-22$11.22/sh+661,805$7,425,452→ 89,731,038 total(indirect: See footnotes) - Purchase
Common Stock
2008-10-22$11.60/sh+161,295$1,871,022→ 89,891,961 total(indirect: See footnotes)
Transactions
- Purchase
Common Stock
2008-10-22$11.60/sh+161,295$1,871,022→ 89,891,961 total(indirect: See footnotes) - Purchase
Common Stock
2008-10-22$11.22/sh+661,805$7,425,452→ 89,731,038 total(indirect: See footnotes)
SPO ADVISORY CORP
10% Owner
Transactions
- Purchase
Common Stock
2008-10-22$11.22/sh+661,805$7,425,452→ 89,731,038 total(indirect: See footnotes) - Purchase
Common Stock
2008-10-22$11.60/sh+161,295$1,871,022→ 89,891,961 total(indirect: See footnotes)
SF ADVISORY PARTNERS LP
10% Owner
Transactions
- Purchase
Common Stock
2008-10-22$11.60/sh+161,295$1,871,022→ 89,891,961 total(indirect: See footnotes) - Purchase
Common Stock
2008-10-22$11.22/sh+661,805$7,425,452→ 89,731,038 total(indirect: See footnotes)
Footnotes (5)
- [F1]The entities directly acquiring the shares reported in this filing and related filings today are SPO Partners II, L.P. ("SPO Partners"), which bought 1,906,000 shares,the Elizabeth R. & William J. Patterson Foundation ("WJPFND") which bought 4,200 shares, and Edward H. McDermott ("EHM") who bought 200 shares. The range of prices for the purchases on 10/22/08, reported in Line 1 above, was $10.52-$11.51. The range of prices for the purchases on 10/22/08, reported in Line 2 above, was $11.52-$11.84.(full detailed information regarding the shares purchased at each price will be provided upon request ).
- [F2]As a result of the purchases causing this filing and related filings today, and as a result of the conversion of debt instruments to common stock upon the issuer's emergence from bankruptcy, 82,621,508 shares are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) John H. Scully ("JHS"), William E. Oberndorf ("WEO"), William J. Patterson ("WJP") & EHM, the four controlling persons of SPO Corp. Additionally, 5,150,500 shares are owned directly by SPO Partners II Co-Investment Partnership, L.P. ("SPO Co-Invest"), and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Co-Invest, (ii) SPO Corp, the sole general partner of SPO Advisory, and (iii) JHS, WEO, WJP and EHM, the four controlling persons of SPO Corp.
- [F3]Additionally, 3,204,753 shares are owned directly by San Francisco Partners II, L.P. ("SF Partners"), and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii)SPO Corp., the sole general partner of SF Advisory, and (iii)JHS, WEO, WJP and EHM, the four controlling persons of SPO Corp. Additionally, as a result of the purchases causing this filing and related filings today, WJPFND owns 49,800 shares, JHS owns 6,100 shares in his IRAs, which are self-directed, WEO owns 34,900 shares in his IRA, which is self-directed, WJP owns 1,600 shares in his IRA, which is self-directed and EHM owns 1,800 shares in his IRA, which is self-directed.
- [F4]Additionally, 5,029 shares of restricted stock and 2,720 restricted stock units are owned by WJP, a director of the Issuer. Pursuant to the partnership agreement governing SPO Partners, these shares may be deemed to be indirectly beneficially owned by SPO Partners together with any profits arising therefrom.
- [F5]Additionally, the shares represented in Column 5 above may be deemed to be indirectly beneficially owned by J. Stuart Ryan ("JSR"), solely in his advisory capacity to SPO Corp. Additionally, 5,029 shares of restricted stock are owned by JSR, a director of the Issuer.
Issuer
CALPINE CORP
CIK 0000916457
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001252456
Filing Metadata
- Form type
- 4
- Filed
- Oct 23, 8:00 PM ET
- Accepted
- Oct 24, 8:14 PM ET
- Size
- 17.4 KB