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4//SEC Filing

WATTERS STEPHEN M 4

Accession 0001181431-08-062929

CIK 0001163332other

View on SEC.gov Company Profile

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 4:28 PM ET

Size

22.0 KB

Accession

0001181431-08-062929

Insider Transaction Report

Form 4

Period: 2008-11-18

VERTICAL HEALTH SOLUTIONS INCVHSL

WATTERS STEPHEN M

DirectorCEO, CFO10% Owner

Transactions

Award
OPTIONS ON UNITS
2003-10-09+50,000→ 50,000 total
Exercise: $5.10From: 2003-10-09Exp: 2008-10-09→ COMMON STOCK AND WARRANT (50,000 underlying)
Other
COMMON STOCK
2005-04-18$0.20/sh+500,000$100,000→ 2,738,431 total
Other
COMMON STOCK
2008-11-18−13,012,800→ 16,111,322 total
Other
COMMON STOCK
2004-07-30+9,083→ 1,913,868 total(indirect: BY: SMW CAPITAL GROUP LP)
Other
OPTIONS ON UNITS
2006-02-10−50,000→ 0 total
Exercise: $5.10From: 2006-02-10Exp: 2006-02-10→ 50000 (50,000 underlying)
Other
COMMON STOCK
2006-02-10−234,857→ 3,098,522 total
Other
WARRANTS
2006-02-10−85,714→ 0 total
Exercise: $3.28From: 2006-02-10Exp: 2006-02-10→ 85714 (85,714 underlying)
Other
COMMON STOCK
2004-07-30+54,766→ 2,238,431 total

Holdings

COMMON STOCK
462,733
COMMON STOCK
(indirect: BY: KRISTEN WATTERS)
45,715
COMMON STOCK
(indirect: BY: SMW CAPITAL GROUP LP)
380,957
WARRANTS
Exercise: $3.28From: 2001-05-28Exp: 2005-05-28→ COMMON STOCK (85,714 underlying)
85,714

Footnotes (8)

[F1]Each unit consists of one share of common stock and one redeemable class A warrant exercisable into one share of common stock at an exercise price of $6.25 per share, subject to adjustment.
[F2]KRISTEN WATTERS IS THE REPORTING PERSON'S SPOUSE. THE REPORTING PERSON EXERCISES NO INVESTMENT OR VOTING POWER AND DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SHARES.
[F3]THE REPORTING PERSON IS THE GENERAL PARTNER AND OWNER OF SMW CAPITAL GROUP LIMITED PARTNERSHIP. AS SUCH, HE HOLDS SOLE VOTING AND INVESTMENT POWER WITH RESPECT TO THESE SHARES.
[F4]SHARES RECEIVED PURSUANT TO DIVIDEND DISTRIBUTION FROM DYNAMIC HEALTH PRODUCTS, INC.
[F5]COMMON STOCK RECEIVED PURSUANT TO CONVERSION OF $100,000 NOTE FROM VERTICAL HEALTH SOLUTIONS, INC.
[F6]Received 234,857 shares in exchange for retirement of outstanding options and warrants.
[F7]Retired Oustanding Warrants and Options in exhange for common shares
[F8]Received 13,012,800 shares in exchange for retirement of $65,064 owed to reporting person

Documents

1 file

4
rrd224108.xmlPrimary
FORM 4

Issuer

VERTICAL HEALTH SOLUTIONS INC

CIK 0001163332

Entity typeother

Related Parties

1

filerCIK 0001108326

Filing Metadata

Form type: 4
Filed: Nov 18, 7:00 PM ET
Accepted: Nov 19, 4:28 PM ET
Size: 22.0 KB

View on SEC.gov