4/A//SEC Filing
CAPSOURCE FINANCIAL INC 4/A
Accession 0001181431-08-063010
CIK 0001173359operating
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 6:22 PM ET
Size
11.4 KB
Accession
0001181431-08-063010
Insider Transaction Report
Form 4/AAmended
Pandora Select Partners, L.P.
10% OwnerOther
Transactions
- Sale
Common Stock
2008-11-12−2,875,000→ 0 total - Sale
Common Stock Warrant
2008-11-12−2,500,000→ 0 totalExercise: $0.90From: 2006-05-01Exp: 2011-05-01→ Common Stock (2,500,000 underlying) - Sale
Warrants to purchase Common Stock
2008-11-12−375,000→ 0 totalExercise: $0.90From: 2006-10-30Exp: 2011-10-30→ Common Stock (375,000 underlying)
Footnotes (4)
- [F1]The Common Stock and Warrants were sold together in a private transaction.
- [F2]The Common Stock and Warrants were sold for an aggregate sales price of $187,500.
- [F3]The general partner of the reporting person is Pandora Select Advisors, LLC ("PSA"), which manages accounts for the benefit of the reporting person, Pandora Select Fund, LP ("PSFLP") and Pandora Select Fund, Ltd. ("PSFLTD"). The managing member and controlling owner of PSA is Whitebox Advisors, LLC ("Whitebox Advisors").
- [F4]Based on the relationships described herein, these entities may be deemed to constitute a group (also see "Remarks" section herein) for purposes of Rule 13d-5(b)(1) under the Securities and Exchange Act of 1934. The filing of this statement shall not be construed as an admission that the reporting person, Whitebox Advisors, PSA, PSFLP and PSFLTD are a group or have agreed to act as a group or that any such entity other than the reporting person has a reportable interest in the Issuer's Common Stock for Section 16 purposes. Each of the identified entities disclaims beneficial ownership of such shares of Common Stock except to the extent of their pecuniary interest in such shares.
Documents
Issuer
CAPSOURCE FINANCIAL INC
CIK 0001173359
Entity typeoperating
IncorporatedCO
Related Parties
1- filerCIK 0001173359
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 6:22 PM ET
- Size
- 11.4 KB