CAPSOURCE FINANCIAL INC 4/A
4/A · CAPSOURCE FINANCIAL INC · Filed Nov 19, 2008
Insider Transaction Report
Form 4/AAmended
Whitebox L/S Equity Partners LP
10% OwnerOther
Transactions
- Sale
Common Stock
2008-11-12−2,820,000→ 0 total - Sale
Warrants to purchase Common Stock
2008-11-12−375,000→ 0 totalExercise: $0.90From: 2006-10-30Exp: 2011-10-30→ Common Stock (375,000 underlying) - Sale
Common Stock Warrant
2008-11-12−2,500,000→ 0 totalExercise: $0.90From: 2006-05-01Exp: 2011-05-01→ Common Stock (2,500,000 underlying)
Footnotes (4)
- [F1]The Common Stock and Warrants were sold together in a private transaction.
- [F2]The Common Stock and the Warrants were sold for an aggregate sale price of $187,500.
- [F3]The general partner of the reporting person is Whitebox Intermarket Advisors, LLC ("WIA"), which manages accounts for the benefit of the reporting person, Whitebox Intermarket Fund, L.P. ("WIFLP") and Whitebox Intermarket Fund, Ltd. ("WIFLTD"). The managing member and controlling owner of WIA is Whitebox Advisors, LLC ("Whitebox Advisors").
- [F4]Based on the relationships described herein, these entities may be deemed to constitute a group (also see "Remarks" section herein) for purposes of Rule 13d-5(b)(1) under the Securities and Exchange Act of 1934. The filing of this statement shall not be construed as an admission that the reporting person, Whitebox Advisors, WIA, WIFLP and WIFLTD are a group or have agreed to act as a group or that any such entity other than the reporting person has a reportable interest in the Issuer's Common Stock for Section 16 purposes. Each of the identified entities disclaim beneficial ownership of such shares of common stock except to the extent of their pecuniary interest in such shares.