Williams Elrick 4
4 · BROADWAY FINANCIAL CORP \DE\ · Filed Nov 20, 2008
Insider Transaction Report
Form 4
Williams Elrick
DirectorOther
Transactions
- Purchase
Common stock
2008-11-20$5.07/sh+1,700$8,619→ 178,925 total(indirect: By LLC)
Holdings
- 178,925(indirect: By Williams Group Holding L.L.C.)
Common stock
→ Common stock (17,725 underlying)
Footnotes (2)
- [F1]The reporting person is an Officer of Williams Group L.L.C. The reporting person disclaims beneficial ownership of the securites held by Williams Group Holding L.L.C., except to the extent of his pecuinary interest therein.
- [F2]The common stock may be exercised at any time, at the holder's election, and has no expiration date. The purchases reported in this Form 4 were effected pusuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28,2008.