DAVIES GORDON ALLAN 4

Accession 0001181431-09-004024

CIK 0000072911other

View on SEC.gov Company Profile

Filed

Jan 20, 7:00 PM ET

Accepted

Jan 21, 2:40 PM ET

Size

30.5 KB

Accession

0001181431-09-004024

Insider Transaction Report

Form 4

Period: 2009-01-19

NORTEL NETWORKS CORPNT

DAVIES GORDON ALLAN

(1) See Remarks

Transactions

Other
Investment Fund Units
2009-01-19$0.08/sh−1,902.573$152→ 0 total
→ Common Shares (1,902.573 underlying)

Holdings

Common Stock
6,500
Common Stock
1,300
Common Stock
5,178.1
4/29/99 Grant of Options
Exercise: $174.30Exp: 2009-04-28→ Common Shares (480 underlying)
480
1/29/02 Grant of Options
Exercise: $71.62Exp: 2011-01-24→ Common Shares (1,466 underlying)
1,466
2/28/02 Grant of Options
Exercise: $51.54Exp: 2012-02-27→ Common Shares (4,000 underlying)
4,000
Common Stock
704
Common Stock
(indirect: By Trust)
26.04
3/03/08 Grant of Options
Exercise: $8.31Exp: 2018-03-02→ Common Shares (26,050 underlying)
26,050
9/23/99 Grant of Options
Exercise: $239.71Exp: 2009-09-22→ Common Shares (1,600 underlying)
1,600
2/07/03 Grant of Options
Exercise: $23.47Exp: 2013-02-06→ Common Shares (11,500 underlying)
11,500
3/21/07 Grant of Options
Exercise: $25.82Exp: 2017-03-20→ Common Shares (8,800 underlying)
8,800
Common Stock
2,719
1/29/02 Grant of Options
Exercise: $71.62Exp: 2010-01-26→ Common Shares (1,600 underlying)
1,600
2/05/04 Grant of Options
Exercise: $76.66Exp: 2014-02-04→ Common Shares (7,000 underlying)
7,000
9/07/05 Grant of Options
Exercise: $31.86Exp: 2015-09-06→ Common Shares (15,500 underlying)
15,500
6/14/06 Grant of Options
Exercise: $21.22Exp: 2016-06-13→ Common Shares (6,000 underlying)
6,000

Footnotes (22)

[F1]The number of Nortel Networks Corporation ("NNC") common shares held for the participant's account pursuant to the Nortel Networks Stock Purchase Plan as of September 9, 2008.
[F10]Represents the exercise price of $255.65 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant.
[F11]Represents the exercise price of $353.65 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant.
[F12]Represents the exercise price of $113.9 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant.
[F13]The reported options were granted pursuant to the Nortel Networks Corporation 2000 Stock Option Plan.
[F14]Represents the exercise price of $82.7 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant.
[F15]Represents the exercise price of $35.7 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant.
[F16]Represents the exercise price of $102.1 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant.
[F17]The reported options vest in four equal annual installments begnning on the first anniversary of the date of grant.
[F18]Represents the exercise price of $37.8 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant.
[F19]The reported options were granted pursuant to the Nortel 2005 Stock Incentive Plan.
[F2]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan that vest in three equal annual installments beginning on March 3, 2009 and are settled in Nortel Networks Corporation common shares upon vesting, net of tax withholding.
[F20]Represents the exercise price of $23.6 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant.
[F21]Represents the exercise price of $29.9 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant.
[F22]Represents the sale price of $0.105 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of sale.
[F3]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 4,000 restricted stock units that vest in three equal annual installments beginning on September 7, 2006 and are settled in Nortel Networks Corporation common shares upon vesting.
[F4]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 4,000 restricted stock units that vest in three equal annual installments beginning on June 14, 2007 and are settled in Nortel Networks Corporation ("NNC") common shares upon vesting.
[F5]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 6,100 restricted stock units that vest in three equal annual installments beginning on March 21, 2008 and are settled in Nortel Networks Corporation ("NNC") common shares upon vesting.
[F6]As a result of the determination to eliminate the Nortel Stock Fund as an investment option under The Canadian Investment Plan, the balance of Nortel securities invested in this fund were sold by the plan administrator, Sun Life Assurance Company of Canada. No investment decision was made by the insider.
[F7]The reported options were granted pursuant to the Nortel Networks Corporation 1986 Stock Option Plan As Amended and Restated.
[F8]The reported options are currently vested.
[F9]Represents the exercise price of $8.21 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant.

Documents

2 files

Issuer

NORTEL NETWORKS CORP

CIK 0000072911

→

Entity typeother

Related Parties

filerCIK 0001397799

Filing Metadata

Form type: 4
Filed: Jan 20, 7:00 PM ET
Accepted: Jan 21, 2:40 PM ET
Size: 30.5 KB

View on SEC.gov