4//SEC Filing
VANGUARD VI AFFILIATES FUND L P 4
Accession 0001181431-09-008667
CIK 0001142512other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 1:24 PM ET
Size
38.9 KB
Accession
0001181431-09-008667
Insider Transaction Report
Form 4
ZIPREALTY INCZIPR
Vanguard VI Venture Partners, L.L.C.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+14,603$57,390→ 2,044,255 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−12,520$57,392→ 2,031,735 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,690$14,502→ 2,035,425 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,164$14,504→ 2,032,261 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+604$2,374→ 84,544 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−518$2,375→ 84,026 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+152$597→ 84,178 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−131$601→ 84,047 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,801$14,938→ 76,979 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,259$14,939→ 73,720 total(indirect: See footnote.) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−14,603→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (14,603 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,690→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,690 underlying) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−604→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (604 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−152→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (152 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,801→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,801 underlying)
Vanguard VI, L.P.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+14,603$57,390→ 2,044,255 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−12,520$57,392→ 2,031,735 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,690$14,502→ 2,035,425 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,164$14,504→ 2,032,261 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+604$2,374→ 84,544 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−518$2,375→ 84,026 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+152$597→ 84,178 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−131$601→ 84,047 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,801$14,938→ 76,979 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,259$14,939→ 73,720 total(indirect: See footnote.) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−14,603→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (14,603 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,690→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,690 underlying) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−604→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (604 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−152→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (152 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,801→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,801 underlying)
VANGUARD VI AFFILIATES FUND L P
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+14,603$57,390→ 2,044,255 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−12,520$57,392→ 2,031,735 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,690$14,502→ 2,035,425 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,164$14,504→ 2,032,261 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+604$2,374→ 84,544 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−518$2,375→ 84,026 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+152$597→ 84,178 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−131$601→ 84,047 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,801$14,938→ 76,979 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,259$14,939→ 73,720 total(indirect: See footnote.) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−14,603→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (14,603 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,690→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,690 underlying) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−604→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (604 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−152→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (152 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,801→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,801 underlying)
VANGUARD VI ANNEX FUND L P
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+14,603$57,390→ 2,044,255 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−12,520$57,392→ 2,031,735 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,690$14,502→ 2,035,425 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,164$14,504→ 2,032,261 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+604$2,374→ 84,544 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−518$2,375→ 84,026 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+152$597→ 84,178 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−131$601→ 84,047 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,801$14,938→ 76,979 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,259$14,939→ 73,720 total(indirect: See footnote.) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−14,603→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (14,603 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,690→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,690 underlying) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−604→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (604 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−152→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (152 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,801→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,801 underlying)
GILL JACK M
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+14,603$57,390→ 2,044,255 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−12,520$57,392→ 2,031,735 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,690$14,502→ 2,035,425 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,164$14,504→ 2,032,261 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+604$2,374→ 84,544 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−518$2,375→ 84,026 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+152$597→ 84,178 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−131$601→ 84,047 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,801$14,938→ 76,979 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,259$14,939→ 73,720 total(indirect: See footnote.) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−14,603→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (14,603 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,690→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,690 underlying) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−604→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (604 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−152→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (152 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,801→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,801 underlying)
ULRICH ROBERT D
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+14,603$57,390→ 2,044,255 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−12,520$57,392→ 2,031,735 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,690$14,502→ 2,035,425 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,164$14,504→ 2,032,261 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+604$2,374→ 84,544 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−518$2,375→ 84,026 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+152$597→ 84,178 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−131$601→ 84,047 total(indirect: See footnote.) - Exercise of In-Money
Common Stock
2008-06-16$3.93/sh+3,801$14,938→ 76,979 total(indirect: See footnote.) - Sale
Common Stock
2008-06-16$4.58/sh−3,259$14,939→ 73,720 total(indirect: See footnote.) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−14,603→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (14,603 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,690→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,690 underlying) - Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2008-06-16−604→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (604 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−152→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (152 underlying) - Exercise of In-Money
Series F Preferred Stock Purchase Warrant
2008-06-16−3,801→ 0 total(indirect: See footnote.)Exercise: $3.93Exp: 2008-06-27→ Common Stock (3,801 underlying)
Footnotes (5)
- [F1]This represents shares that were withheld by the issuer pursuant to the net exercise feature for the exercise of the warrants reported herein.
- [F2]Shares are owned directly by Vanguard VI, L.P. ("V6 LP"). Vanguard VI Venture Partners, LLC ("VVP"), the general partner for V6 LP, and Donald Wood, Jack M. Gill and Robert D. Ulrich, managing members of VVP, may be deemed to share voting and dispositive power over the shares held by V6 LP and disclaim beneficial ownership of shares held by V6 LP except to the extent of any pecuniary interest therein.
- [F3]Shares are owned directly by Vanguard VI Affiliates Fund, L.P. ("Affiliates"). VVP, the general partner for Affiliates, and Donald Wood, Jack M. Gill and Robert D. Ulrich, managing members of VVP, may be deemed to share voting and dispositive power over the shares held by Affiliates and disclaim beneficial ownership of shares held by Affiliates except to the extent of any pecuniary interest therein.
- [F4]Shares are owned directly by Vanguard VI Annex Fund, L.P. ("Annex"). VVP, the general partner for Annex, and Donald Wood, Jack M. Gill and Robert D. Ulrich, managing members of VVP, may be deemed to share voting and dispositive power over the shares held by Annex and disclaim beneficial ownership of shares held by Annex except to the extent of any pecuniary interest therein.
- [F5]Warrants were immediately exercisable following issuance.
Issuer
ZIPREALTY INC
CIK 0001142512
Entity typeother
Related Parties
1- filerCIK 0001069863
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 1:24 PM ET
- Size
- 38.9 KB