4//SEC Filing
MULLEN DENNIS B 4
Accession 0001181431-09-008906
CIK 0001171759other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 5:55 PM ET
Size
16.3 KB
Accession
0001181431-09-008906
Insider Transaction Report
Form 4
MULLEN DENNIS B
DirectorChief Executive Officer
Transactions
- Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-11$5950.00/sh−5,000$29,750,000→ 205,000 totalExercise: $55.16Exp: 2015-06-02→ Common Stock (5,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-11$154000.00/sh−100,000$15,400,000,000→ 105,000 totalExercise: $45.79Exp: 2015-08-25→ Common Stock (100,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-11$60600.00/sh−30,000$1,818,000,000→ 75,000 totalExercise: $41.45Exp: 2016-02-22→ Common Stock (30,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-11$119500.00/sh−50,000$5,975,000,000→ 25,000 totalExercise: $39.01Exp: 2017-02-27→ Common Stock (50,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-11$72500.00/sh−25,000$1,812,500,000→ 0 totalExercise: $35.89Exp: 2018-02-26→ Common Stock (25,000 underlying)
Footnotes (10)
- [F1]These options vested and became fully exercisable in equal monthly installments over the 12-month period following the date of grant. As of February 11, 2009, 5,000 shares of common stock underlying the option had vested.
- [F10]See Footnote No. 2 of this Form 4.
- [F2]On February 11, 2009, the issuer cancelled the reporting person's options that were tendered for cash in the aggregate amount of $412,550.00 (less tax withholdings). Such cancellation was made pursuant to the issuer's tender offer statement filed on Schedule TO (the "Schedule TO") dated January 14, 2009, as filed with the Securities and Exchange Commission (the "SEC") on January 14, 2009, as amended by Amendment No. 1 to the Schedule TO filed with the SEC on January 27, 2009.
- [F3]The option vested as to the 1/24th of the total number of shares of common stock underlying the option on September 25, 2005. The remaining number of shares vested in 23 substantially equal monthly installments beginning on October 25, 2005. As of February 11, 2009, 100,000 shares of common stock underlying the option had vested.
- [F4]See Footnote No. 2 of this Form 4.
- [F5]25% of the option vested as of February 22, 2007, and thereafter 75% of the option vested in 36 substantially equal monthly installments, with the first installment vesting on the same day of the month following the month in which the first anniversary of the award date occurred and an additional installment vesting on the same day of each of the 35 months thereafter. As of February 11, 2009, 21,875 shares of common stock underlying the option had vested.
- [F6]See Footnote No. 2 of this Form 4.
- [F7]25% of the option vested as of February 27, 2008, and thereafter 75% of the option vested in 36 substantially equal monthly installments, with the first installment vesting on the same day of the month following the month in which the first anniversary of the award date occurred and an additional installment vesting on the same day of each of the 35 months thereafter. As of February 11, 2009, 23,958 shares of common stock underlying the option had vested.
- [F8]See Footnote No. 2 of this Form 4.
- [F9]25% of the option would have vested on February 26, 2009, and thereafter 75% of the option would have vested in 36 substantially equal monthly installments.
Documents
Issuer
RED ROBIN GOURMET BURGERS INC
CIK 0001171759
Entity typeother
Related Parties
1- filerCIK 0001218019
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 5:55 PM ET
- Size
- 16.3 KB