4//SEC Filing
YSLAS STEPHEN D 4
Accession 0001181431-09-010205
CIK 0001133421other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 9:17 PM ET
Size
12.8 KB
Accession
0001181431-09-010205
Insider Transaction Report
Form 4
YSLAS STEPHEN D
Corp. VP & General Counsel
Transactions
- Other
Common Stock
2009-02-17$44.99/sh−900$40,491→ 64,826 total - Award
Common Stock
2009-02-17$44.99/sh+15,850$713,092→ 80,676 total - Tax Payment
Common Stock
2009-02-17$44.99/sh−2,359$106,131→ 65,726 total - Award
Stock Option (Right-to-Buy)
2009-02-17+91,050→ 91,050 totalExercise: $44.99From: 2010-02-17Exp: 2016-02-17→ Common Stock (91,050 underlying)
Holdings
- 3,316.643(indirect: See footnote.)
Common Stock
Footnotes (5)
- [F1]Total amount includes 12,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/28/07 with a valuation of performance measurement period ("measurement period") ending on 12/31/09; 8,150 unvested RPSRs granted under the 2001 LTISP on 2/27/08 with the measurement period ending on 12/31/10; and 7,000 unvested RPSRs granted under the 2001 LTISP on 1/1/09 with measurement period ending on 12/31/10. Grants awarded pursuant to Rule 16b-3(d).
- [F2]The measurement period for this installment of Restricted Performance Stock Rights (RPSRs) ended on 12/31/08, and the decrease in the number of shares represent a payout below the target for the 2008 performance period.
- [F3]Total amount includes 12,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/28/07 with a valuation of performance measurement period ("measurement period") ending on 12/31/09; 8,150 unvested RPSRs granted under the 2001 LTISP on 2/27/08 with the measurement period ending on 12/31/10; 7,000 unvested RPSRs granted under the 2001 LTISP on 1/1/09 with measurement period ending on 12/31/10; and 15,850 unvested RPSRs granted under the 2001 LTISP on 2/17/09 with the measurement period ending on 12/31/11. Grants awarded pursuant to Rule 16b-3(d).
- [F4]Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of January 30, 2009. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
- [F5]The option vests over a period of three years to the extent of one-third (33%) annual equal installments on 2/17/10, 2/17/11 and 2/17/12.
Documents
Issuer
NORTHROP GRUMMAN CORP /DE/
CIK 0001133421
Entity typeother
Related Parties
1- filerCIK 0001453232
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 9:17 PM ET
- Size
- 12.8 KB