Home/Filings/4/0001181431-09-011077
4//SEC Filing

Kalinovich James M. 4

Accession 0001181431-09-011077

CIK 0001410636other

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 8:00 PM ET

Size

9.2 KB

Accession

0001181431-09-011077

Insider Transaction Report

Form 4
Period: 2009-02-20
Kalinovich James M.
Vice President & Treasurer
Transactions
  • Award

    Performance Stock Unit

    2009-02-20+2,1882,188 total
    Exp: 2011-12-31Common Stock (2,188 underlying)
  • Award

    Employee Stock Option (right to buy)

    2009-02-20+12,21512,215 total
    Exercise: $20.70Exp: 2015-12-31Common Stock (12,215 underlying)
Holdings
  • Common Stock

    3,932.198
Footnotes (2)
  • [F1]Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The actual number of performance stock units that may be earned will be based on the Issuer's annual total stockholder return ("TSR") relative to the performance of the Dow Jones Utility Index over the three-year performance period beginning on January 1, 2009 and ending December 31, 2011. Threshold (50% of the units earned if target levels of performance are achieved), target and maximum (150% of target) amounts of performance units will be earned if the if the Issuer's TSR relative to the Dow Jones Utility Index is 25%, 50% and 75%, respectively. The number of performance stock units shown in column 5 is equal to the maximum number of performance stock units that may be earned.
  • [F2]The options vest in three equal installments on January 1, 2010, 2011 and 2012.

Documents

1 file

Issuer

American Water Works Company, Inc.

CIK 0001410636

Entity typeother

Related Parties

1
  • filerCIK 0001431241

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 8:00 PM ET
Size
9.2 KB