Kalinovich James M. 4
4 · American Water Works Company, Inc. · Filed Feb 24, 2009
Insider Transaction Report
Form 4
Kalinovich James M.
Vice President & Treasurer
Transactions
- Award
Performance Stock Unit
2009-02-20+2,188→ 2,188 totalExp: 2011-12-31→ Common Stock (2,188 underlying) - Award
Employee Stock Option (right to buy)
2009-02-20+12,215→ 12,215 totalExercise: $20.70Exp: 2015-12-31→ Common Stock (12,215 underlying)
Holdings
- 3,932.198
Common Stock
Footnotes (2)
- [F1]Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The actual number of performance stock units that may be earned will be based on the Issuer's annual total stockholder return ("TSR") relative to the performance of the Dow Jones Utility Index over the three-year performance period beginning on January 1, 2009 and ending December 31, 2011. Threshold (50% of the units earned if target levels of performance are achieved), target and maximum (150% of target) amounts of performance units will be earned if the if the Issuer's TSR relative to the Dow Jones Utility Index is 25%, 50% and 75%, respectively. The number of performance stock units shown in column 5 is equal to the maximum number of performance stock units that may be earned.
- [F2]The options vest in three equal installments on January 1, 2010, 2011 and 2012.