$NDAQ·4

NASDAQ OMX GROUP, INC. · Feb 27, 6:22 PM ET

NASDAQ OMX GROUP, INC. 4

4 · NASDAQ OMX GROUP, INC. · Filed Feb 27, 2009

Insider Transaction Report

Form 4
Period: 2009-02-25
WARREN DAVID P
Executive Vice President
Transactions
  • Award

    Common Stock, par value $0.01 per share

    2009-02-25+10,74320,358 total
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $9.15Exp: 2014-02-18Common Stock (71,000 underlying)
    71,000
  • Employee Stock Option (Right to Buy)

    Exercise: $7.35Exp: 2014-11-15Common Stock (150,000 underlying)
    150,000
  • Employee Stock Option (Right to Buy)

    Exercise: $13.00Exp: 2011-02-14Common Stock (50,000 underlying)
    50,000
  • Employee Stock Option (Right to Buy)

    Exercise: $25.07Exp: 2018-12-17Common Stock (39,458 underlying)
    39,458
  • Employee Stock Option (Right to Buy)

    Exercise: $35.92Exp: 2016-12-13Common Stock (28,801 underlying)
    28,801
  • Employee Stock Option (Right to Buy)

    Exercise: $45.38Exp: 2017-12-12Common Stock (19,555 underlying)
    19,555
Footnotes (8)
  • [F1]Represents the settlement of performance share units (PSUs) that were granted under The NASDAQ OMX Group, Inc. Equity Incentive Plan on December 12, 2007. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2008 through December 31, 2008. On February 25, 2009, the Management Compensation Committee of NASDAQ OMX's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs will vest on December 31, 2011.
  • [F2]Represents (i) 9,615 unvested shares of restricted stock and (ii) 10,743 unvested shares underlying PSUs.
  • [F3]Options exercisable as to 100%.
  • [F4]Options exercisable as to 100%.
  • [F5]Options exercisable as to 100%.
  • [F6]Options exercisable on December 17, 2012, subject to accelerated vesting on December 17, 2011, or extension of vesting until December 17, 2013, depending on the achievement of performance goals.
  • [F7]Options exercisable as to 50% on December 13, 2009 and as to 50% on December 13, 2010.
  • [F8]Options exercisable on December 12, 2010.

Documents

1 file
  • 4
    rrd235508.xmlPrimary

    FORM 4 - DAVID WARREN - 2/25/2009