4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-09-012242
$NDAQCIK 0001120193operating
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 6:22 PM ET
Size
13.8 KB
Accession
0001181431-09-012242
Insider Transaction Report
Form 4
WARREN DAVID P
Executive Vice President
Transactions
- Award
Common Stock, par value $0.01 per share
2009-02-25+10,743→ 20,358 total
Holdings
- 71,000
Employee Stock Option (Right to Buy)
Exercise: $9.15Exp: 2014-02-18→ Common Stock (71,000 underlying) - 150,000
Employee Stock Option (Right to Buy)
Exercise: $7.35Exp: 2014-11-15→ Common Stock (150,000 underlying) - 50,000
Employee Stock Option (Right to Buy)
Exercise: $13.00Exp: 2011-02-14→ Common Stock (50,000 underlying) - 39,458
Employee Stock Option (Right to Buy)
Exercise: $25.07Exp: 2018-12-17→ Common Stock (39,458 underlying) - 28,801
Employee Stock Option (Right to Buy)
Exercise: $35.92Exp: 2016-12-13→ Common Stock (28,801 underlying) - 19,555
Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (19,555 underlying)
Footnotes (8)
- [F1]Represents the settlement of performance share units (PSUs) that were granted under The NASDAQ OMX Group, Inc. Equity Incentive Plan on December 12, 2007. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2008 through December 31, 2008. On February 25, 2009, the Management Compensation Committee of NASDAQ OMX's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs will vest on December 31, 2011.
- [F2]Represents (i) 9,615 unvested shares of restricted stock and (ii) 10,743 unvested shares underlying PSUs.
- [F3]Options exercisable as to 100%.
- [F4]Options exercisable as to 100%.
- [F5]Options exercisable as to 100%.
- [F6]Options exercisable on December 17, 2012, subject to accelerated vesting on December 17, 2011, or extension of vesting until December 17, 2013, depending on the achievement of performance goals.
- [F7]Options exercisable as to 50% on December 13, 2009 and as to 50% on December 13, 2010.
- [F8]Options exercisable on December 12, 2010.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 6:22 PM ET
- Size
- 13.8 KB