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4//SEC Filing

MONKS DONALD R 4

Accession 0001181431-09-014799

CIK 0001390777other
View on SEC.govCompany Profile

Filed

Mar 9, 8:00 PM ET

Accepted

Mar 10, 4:14 PM ET

Size

9.1 KB

Accession

0001181431-09-014799

Insider Transaction Report

Form 4
Period: 2009-03-09
Bank of New York Mellon CORPBK
MONKS DONALD R
Vice Chairman
Transactions
  • Award

    Common Stock

    2009-03-09$18.02/sh+46,642$840,489→ 498,136.397 total
  • Award

    EMP OPT-Right to Buy-Type NQ 3/9/09

    2009-03-09+166,550→ 166,550 total
    Exercise: $18.02From: 2010-03-09Exp: 2019-03-08→ Common Stock (166,550 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    16,935.006
Footnotes (4)
  • [F1]Award of Restricted Stock pursuant to The Bank of New York Mellon Corporation Long-Term Incentive Plan. The Company may reduce, delay vesting, revoke, cancel, claw back or impose different terms and conditions, and/or pay the award in an alternate form for any individual who is one of its senior executive officers or most highly compensated employees under the American Recovery and Reinvestment Act of 2009 ("ARRA") if the Company deems it necessary or advisable to do so in order to comply with the Emergency Economic Stabilization Act of 2008 ("EESA") or other applicable law or regulation. Cliff vests on March 9, 2012.
  • [F2]Represents number of shares of common stock held indirectly in employer's stock fund in The Bank of New York Company, Inc. Employee Savings and Investment Plan, a 401(k) Plan, as of December 31, 2008.
  • [F3]Option grant which becomes exercisable in annual installments of one-fourth each beginning on date indicated. The Company may reduce, delay vesting, revoke, cancel, claw back or impose different terms and conditions, and/or pay the award in an alternate form for any individual who is one of its senior executive officers or most highly compensated employees under ARRA if the Company deems it necessary or advisable to do so in order to comply with EESA or other applicable law or regulation.
  • [F4]Not Applicable.

Documents

1 file

Issuer

Bank of New York Mellon CORP

CIK 0001390777

→
Entity typeother

Related Parties

1
  • filerCIK 0001209485

Filing Metadata

Form type
4
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 4:14 PM ET
Size
9.1 KB
View on SEC.gov