MONKS DONALD R 4
4 · Bank of New York Mellon CORP · Filed Mar 10, 2009
Insider Transaction Report
Form 4
MONKS DONALD R
Vice Chairman
Transactions
- Award
Common Stock
2009-03-09$18.02/sh+46,642$840,489→ 498,136.397 total - Award
EMP OPT-Right to Buy-Type NQ 3/9/09
2009-03-09+166,550→ 166,550 totalExercise: $18.02From: 2010-03-09Exp: 2019-03-08→ Common Stock (166,550 underlying)
Holdings
- 16,935.006(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Award of Restricted Stock pursuant to The Bank of New York Mellon Corporation Long-Term Incentive Plan. The Company may reduce, delay vesting, revoke, cancel, claw back or impose different terms and conditions, and/or pay the award in an alternate form for any individual who is one of its senior executive officers or most highly compensated employees under the American Recovery and Reinvestment Act of 2009 ("ARRA") if the Company deems it necessary or advisable to do so in order to comply with the Emergency Economic Stabilization Act of 2008 ("EESA") or other applicable law or regulation. Cliff vests on March 9, 2012.
- [F2]Represents number of shares of common stock held indirectly in employer's stock fund in The Bank of New York Company, Inc. Employee Savings and Investment Plan, a 401(k) Plan, as of December 31, 2008.
- [F3]Option grant which becomes exercisable in annual installments of one-fourth each beginning on date indicated. The Company may reduce, delay vesting, revoke, cancel, claw back or impose different terms and conditions, and/or pay the award in an alternate form for any individual who is one of its senior executive officers or most highly compensated employees under ARRA if the Company deems it necessary or advisable to do so in order to comply with EESA or other applicable law or regulation.
- [F4]Not Applicable.