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4//SEC Filing

Krasik Carl 4

Accession 0001181431-09-014803

CIK 0001390777other
View on SEC.govCompany Profile

Filed

Mar 9, 8:00 PM ET

Accepted

Mar 10, 4:16 PM ET

Size

9.8 KB

Accession

0001181431-09-014803

Insider Transaction Report

Form 4
Period: 2009-03-09
Bank of New York Mellon CORPBK
Krasik Carl
SEVP & General Counsel
Transactions
  • Award

    Common Stock

    2009-03-09$18.02/sh+19,639$353,895→ 84,158.308 total
  • Award

    EMP OPT-Right to Buy-Type NQ 3/9/09

    2009-03-09+70,126→ 70,126 total
    Exercise: $18.02From: 2010-03-09Exp: 2019-03-08→ Common Stock (70,126 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    2,687.931

  • Common Stock

    (indirect: By Spouse)
    400
Footnotes (5)
  • [F1]Award of Restricted Stock pursuant to The Bank of New York Mellon Corporation Long-Term Incentive Plan. The Company may reduce, delay vesting, revoke, cancel, claw back or impose different terms and conditions, and/or pay the award in an alternate form for any individual who is one of its senior executive officers or most highly compensated employees under the American Recovery and Reinvestment Act of 2009 ("ARRA") if the Company deems it necessary or advisable to do so in order to comply with the Emergency Economic Stabilization Act of 2008 ("EESA") or other applicable law or regulation. Cliff vests on March 9, 2012.
  • [F2]Holdings reported as of 12/31/2008.
  • [F3]I disclaim beneficial ownership of these shares.
  • [F4]Option grant which becomes exercisable in annual installments of one-fourth each beginning on date indicated. The Company may reduce, delay vesting, revoke, cancel, claw back or impose different terms and conditions, and/or pay the award in an alternate form for any individual who is one of its senior executive officers or most highly compensated employees under ARRA if the Company deems it necessary or advisable to do so in order to comply with EESA or other applicable law or regulation.
  • [F5]Not Applicable.

Documents

1 file

Issuer

Bank of New York Mellon CORP

CIK 0001390777

→
Entity typeother

Related Parties

1
  • filerCIK 0001405085

Filing Metadata

Form type
4
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 4:16 PM ET
Size
9.8 KB
View on SEC.gov