4//SEC Filing
JANKER FRANZ 4
Accession 0001181431-09-015214
CIK 0000006951other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 9:47 PM ET
Size
11.6 KB
Accession
0001181431-09-015214
Insider Transaction Report
Form 4
JANKER FRANZ
Executive Vice President
Transactions
- Award
Employee Stock Option (right to buy)
2009-03-09+600,000→ 600,000 totalExercise: $8.58From: 2010-04-01Exp: 2014-03-09→ Common Stock (600,000 underlying)
Holdings
- 36,094.395(indirect: By 401(k))
Common Stock
- 477,924
Common Stock
Footnotes (4)
- [F1]Amount reported solely to reflect increased number of shares from periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 330,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows:
- [F2](a) 15,000 performance shares are scheduled to vest on 8/31/09; (b) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment).
- [F3]Increased number of shares reflects periodic payroll acquisitions and dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.
- [F4]Shares become exercisable in three equal annual installments beginning on April 1, 2010 (assuming continued employment).
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeother
Related Parties
1- filerCIK 0001247273
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 9:47 PM ET
- Size
- 11.6 KB