Home/Filings/4/0001181431-09-016730

4//SEC Filing

PERRY MARK W 4

Accession 0001181431-09-016730

CIK 0001408808other

View on SEC.gov Company Profile

Filed

Mar 19, 8:00 PM ET

Accepted

Mar 20, 4:42 PM ET

Size

18.0 KB

Accession

0001181431-09-016730

Insider Transaction Report

Form 4

Period: 2009-03-10

PEPLIN INCPLIN

New Enterprise Associates 12, Limited Partnership

10% Owner

Transactions

Purchase
Common Stock
2009-03-10$0.49/sh+10,000$4,900→ 1,296,563 total
Purchase
Common Stock
2009-03-11$0.49/sh+5,218.55$2,557→ 1,301,781.55 total

BARRIS PETER J

10% Owner

Transactions

Purchase
Common Stock
2009-03-10$0.49/sh+10,000$4,900→ 1,296,563 total
Purchase
Common Stock
2009-03-11$0.49/sh+5,218.55$2,557→ 1,301,781.55 total

SANDELL SCOTT D

10% Owner

Transactions

Purchase
Common Stock
2009-03-10$0.49/sh+10,000$4,900→ 1,296,563 total
Purchase
Common Stock
2009-03-11$0.49/sh+5,218.55$2,557→ 1,301,781.55 total

NEA 12 GP, LLC

10% Owner

Transactions

Purchase
Common Stock
2009-03-10$0.49/sh+10,000$4,900→ 1,296,563 total
Purchase
Common Stock
2009-03-11$0.49/sh+5,218.55$2,557→ 1,301,781.55 total

KRAMLICH C RICHARD

10% Owner

Transactions

Purchase
Common Stock
2009-03-10$0.49/sh+10,000$4,900→ 1,296,563 total
Purchase
Common Stock
2009-03-11$0.49/sh+5,218.55$2,557→ 1,301,781.55 total

PERRY MARK W

10% Owner

Transactions

Purchase
Common Stock
2009-03-10$0.49/sh+10,000$4,900→ 1,296,563 total
Purchase
Common Stock
2009-03-11$0.49/sh+5,218.55$2,557→ 1,301,781.55 total

BARRETT M JAMES

10% Owner

Transactions

Purchase
Common Stock
2009-03-10$0.49/sh+10,000$4,900→ 1,296,563 total
Purchase
Common Stock
2009-03-11$0.49/sh+5,218.55$2,557→ 1,301,781.55 total

TRAINOR III EUGENE A

10% Owner

Transactions

Purchase
Common Stock
2009-03-10$0.49/sh+10,000$4,900→ 1,296,563 total
Purchase
Common Stock
2009-03-11$0.49/sh+5,218.55$2,557→ 1,301,781.55 total

NEA Partners 12, Limited Partnership

10% Owner

Transactions

Purchase
Common Stock
2009-03-11$0.49/sh+5,218.55$2,557→ 1,301,781.55 total
Purchase
Common Stock
2009-03-10$0.49/sh+10,000$4,900→ 1,296,563 total

NEWHALL CHARLES W III

10% Owner

Transactions

Purchase
Common Stock
2009-03-10$0.49/sh+10,000$4,900→ 1,296,563 total
Purchase
Common Stock
2009-03-11$0.49/sh+5,218.55$2,557→ 1,301,781.55 total

Footnotes (1)

[F1]The shares are directly held by New Enterprise Associates 12, Limited Partnership ("NEA 12") and indirectly held by NEA Partners 12, Limited Partnership ("NEA Partners 12"), the sole general partner of NEA 12, NEA 12 GP, LLC ("NEA 12 GP"), the sole general partner of NEA Partners 12, and the individual managers of NEA 12 GP (NEA Partners 12, NEA 12 GP and the individual managers of NEA 12 GP together, the "Indirect Reporting Persons"). The individual managers of NEA 12 GP are M. James Barrett, Peter J. Barris, Forest Baskett, Ryan D. Drant, Patrick J. Kerins, C. Richard Kramlich, Krishna "Kittu" Kolluri, Charles M. Linehan, Charles W. Newhall III, Mark W. Perry, Scott D. Sandell and Eugene A. Trainor III. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 12 shares in which the Indirect Reporting Persons have no actual pecuniary interest.

Documents

1 file

4
rrd238040.xmlPrimary

Issuer

PEPLIN INC

CIK 0001408808

→

Entity typeother

Related Parties

filerCIK 0001062466

Filing Metadata

Form type: 4
Filed: Mar 19, 8:00 PM ET
Accepted: Mar 20, 4:42 PM ET
Size: 18.0 KB

View on SEC.gov