WICKS FLOYD E 4
4 · AMERICAN STATES WATER CO · Filed Mar 24, 2009
Insider Transaction Report
Form 4
WICKS FLOYD E
CEO and President
Transactions
- Sale
Common Shares
2008-04-18$37.51/sh−1,332.978$50,000→ 3,836.01 total(indirect: By 401(k)) - Sale
Common shares
2009-03-18$37.08/sh−3,836.01$142,239→ 0 total(indirect: By 401(k))
Footnotes (2)
- [F1]Updated 401(k) which includes 1332.9779 shares sold by the plan's trustee on 4/18/08, as required under the terms of the plan and trust, filed as a late filing, to fund employee loan through 401(k) plan
- [F2]Includes 1332.9779 shares acquired under the 401(k) plan upon the repayment of outstanding 401(k) loan balance following termination of employment on 12/31/08 & reinvestment of loan repayment proceeds in company stock by the plan's trustee on 2/5/09 as required under the terms of the plan and trust