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BROADWAY FINANCIAL CORP \DE\·4

Mar 26, 8:55 PM ET

Sarpong Sam 4

4 · BROADWAY FINANCIAL CORP \DE\ · Filed Mar 26, 2009

Insider Transaction Report

Form 4
Period: 2009-03-26
BROADWAY FINANCIAL CORP \DE\BYFC
Sarpong Sam
Chief Financial Officer
Transactions
  • Award

    Stock Option Plan (right to buy)

    2008-10-22$5.95/sh+15,000$89,250→ 1,200 total
    Exercise: $5.95Exp: 2018-10-22→ Common Stock (15,000 underlying)
Holdings

  • Stock Grant

    Exercise: $10.25Exp: 2016-05-24→ Common Stock (1,800 underlying)
    1,800

  • Stock Option (right to buy) Holding

    Exercise: $13.11Exp: 2014-04-21→ Common Stock (10,000 underlying)
    10,000

  • Common Stock

    1,200

  • Stock option (right to buy) Holding

    Exercise: $10.25Exp: 2016-05-24→ Common Stock (15,000 underlying)
    15,000
Footnotes (5)
  • [F1]The stock option grant vests in five equal annual installments beginning 10/22/2009.
  • [F2]This expires according to the details of the 2008 Long Term Incentive Plan.
  • [F3]Granted 10,000 options on 04/21/2004 and vests in 5 equal annual installments
  • [F4]Granted 15,000 options on 05/24/2006 and vests in 5 equal annual installments
  • [F5]Granted 3000 shares of stock vesting in 5 equal annual installments beginning 05/24/2016.

Documents

1 file
  • 4
    rrd237577.xmlPrimary

    STOCK OPTION GRANT