5//SEC Filing
MOODY CHRISTOPHER 5
Accession 0001181431-09-017919
CIK 0001179090other
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 7:26 PM ET
Size
17.3 KB
Accession
0001181431-09-017919
Insider Transaction Report
Form 5
MOODY CHRISTOPHER
10% OwnerOther
Transactions
- Exercise/Conversion
Common Stock, par value $.0001 per share
2008-01-08$0.66/sh+189,359$124,977→ 3,116,171 total(indirect: By Trust) - Award
Warrants to purchase common stock,par value $.0001 per share
2008-09-24+824,566→ 824,566 total(indirect: By Trust)Exercise: $0.47From: 2008-09-24Exp: 2013-09-24→ Common Stock (824,566 underlying) - Award
Warrants to purchase common stock,par value $.0001 per share
2008-12-12+33,334→ 33,334 total(indirect: By Trust)Exercise: $0.47From: 2008-12-12Exp: 2013-09-24→ Common Stock (33,334 underlying) - Purchase
Warrants to purchase common stock,par value $.0001 per share
2008-09-24+135,869→ 135,869 total(indirect: By Partnership)Exercise: $0.47From: 2008-09-24Exp: 2013-09-24→ Common Stock (135,869 underlying) - Exercise/Conversion
Warrants to purchase common stock,par value $.0001 per share
2008-01-08−189,359→ 0 total(indirect: By Trust)Exercise: $0.66From: 2007-12-21Exp: 2012-11-01→ Common Stock (189,359 underlying)
Footnotes (5)
- [F1]Held by the Christopher D. Moody Revocable Trust (the "CDM Trust") of which the reporting person is the sole trustee and income beneficiary. Does not include 1,591,395 shares of common stock or 135,869 shares of common stock issuable on warrants held by Valhalla Investment Partners, L.P. ("Valhalla LP"). The reporting person formerly was an officer of Valhalla LP's general partner, Valhalla Management, Inc. ("Valhalla Management"). Valhalla LP and Valhalla Management are now controlled by a receiver. The reporting person disclaims beneficial ownership of the shares of common stock and shares of common stock issuable on warrants owned by Valhalla LP, except to the extent of his pecuniary interest therein. Does not include 189,346 shares of common stock and 94,680 shares of common stock issuable on the exercise of warrants held by irrevocable trusts for the benefit of the reporting persons children with respect to which the reporting person has no control or pecuniary interest.
- [F2]These warrants were formerly held by the CDM Trust of which the reporting person is the sole trustee and income beneficiary.
- [F3]On 9/24/2008, the reporting person acquired 49.473 Units from Bonds.com Group, Inc. (the "Company"), each Unit consisting of a warrant to purchase 16,667 shares of common stock and a note in the amount of $25,000 which is convertible into shares of common stock at a conversion price equal to the lesser of $0.375 per share and the price at which the Company may issue common stock in future transactions (subject to certain excluded transactions) (each a "Convertible Note"). The price per Unit was $25,000. The Convertible Notes are not deemed derivative securities pursuant to Rule 16a-1(c)(6) under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- [F4]On 12/12/2008, the reporting person acquired 2 Units from the Company, each Unit consisting of a warrant to purchase 16,667 shares of common stock and a Convertible Note. The price per Unit was $25,000. The Convertible Notes are not deemed derivative securities pursuant to Rule 16a-1(c)(6) under the Exchange Act.
- [F5]On 9/24/2008, Valhalla LP acquired 8.152 Units from the Company, each Unit consisting of a warrant to purchase 16,667 shares of common stock and a Convertible Note. The price per Unit was $25,000. The Convertible Notes are not deemed derivative securities pursuant to Rule 16a-1(c)(6) under the Exchange Act. At the time of this acquisition by Valhalla LP, the reporting person was an officer of Valhalla Management. At the reporting person's option, indirect beneficial ownership is reported in the aggregate pursuant to Instruction 5(b)(iv) to Form 5. Valhalla LP and Valhalla Management are now controlled by a receiver. The reporting person disclaims beneficial ownership of the shares of common stock and shares of common stock issuable on warrants owned by Valhalla LP, except to the extent of his pecuniary interest therein.
Documents
Issuer
Bonds.com Group, Inc.
CIK 0001179090
Entity typeother
Related Parties
1- filerCIK 0001422169
Filing Metadata
- Form type
- 5
- Filed
- Mar 30, 8:00 PM ET
- Accepted
- Mar 31, 7:26 PM ET
- Size
- 17.3 KB