4//SEC Filing
Kolb Bradley 4
Accession 0001181431-09-021187
CIK 0001056794other
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 8:52 PM ET
Size
15.6 KB
Accession
0001181431-09-021187
Insider Transaction Report
Form 4
AVANEX CORPAVNX
Kolb Bradley
Senior VP, Operations
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2008-11-21−35,000→ 0 totalExercise: $0.79Exp: 2018-11-21→ Common Stock (35,000 underlying) - Disposition to Issuer
Common Stock
2009-04-27−21,132→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2006-03-23−26,666→ 0 totalExercise: $43.20Exp: 2016-03-23→ Common Stock (26,666 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2006-10-31−6,666→ 0 totalExercise: $24.60Exp: 2016-10-31→ Common Stock (6,666 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2007-10-21−10,333→ 0 totalExercise: $24.60Exp: 2017-10-21→ Common Stock (10,333 underlying)
Footnotes (9)
- [F1]Disposed of pursuant to the merger agreement between issuer and Bookham, Inc. in exchange for 114,662 shares of Bookham common stock having a market value per share of $0.56 on the effective date of the merger.
- [F2]Includes 1,258 unvested Restricted Stock Units granted on October 9, 2006 that were assumed by Bookham, Inc. and now represent 6,825 unvested Restricted Stock Units of Bookham and will continue to vest pursuant to their original vesting schedule.
- [F3]Includes 286 unvested Restricted Stock Units granted on March 21, 2007 that were assumed by Bookham, Inc. and now represent 1,551 unvested Restricted Stock Units of Bookham and will continue to vest pursuant to their original vesting schedule.
- [F4]Includes 1,833 unvested Restricted Stock Units granted on October 21, 2007 that were assumed by Bookham, Inc. and now represent 9,945 unvested Restricted Stock Units of Bookham and will continue to vest pursuant to their original vesting schedule.
- [F5]Includes 14,000 unvested Restricted Stock Units granted on August 18, 2008 that were assumed by Bookham, Inc. and now represent 75,964 unvested Restricted Stock Units of Bookham and will continue to vest pursuant to their original vesting schedule.
- [F6]This option, of which 20,555 shares have vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 144,689 shares of Bookham common stock for $7.962 per share and will continue to vest pursuant to its original vesting schedule.
- [F7]This option, of which 4,166 shares have vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 36,169 shares of Bookham common stock for $4.534 per share and will continue to vest pursuant to its original vesting schedule.
- [F8]This option, of which 5,166 shares have vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 56,066 shares of Bookham common stock for $4.534 per share and will continue to vest pursuant to its original vesting schedule.
- [F9]This option, of which 17,500 shares have vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 189,910 shares of Bookham common stock for $0.146 per share and will continue to vest pursuant to its original vesting schedule.
Issuer
AVANEX CORP
CIK 0001056794
Entity typeother
Related Parties
1- filerCIK 0001356798
Filing Metadata
- Form type
- 4
- Filed
- Apr 26, 8:00 PM ET
- Accepted
- Apr 27, 8:52 PM ET
- Size
- 15.6 KB