4/A//SEC Filing
Williams Elrick 4/A
Accession 0001181431-09-021191
CIK 0001001171other
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 9:10 PM ET
Size
7.9 KB
Accession
0001181431-09-021191
Insider Transaction Report
Form 4/AAmended
Williams Elrick
DirectorOther
Transactions
- Award
Stock Option (right to buy)
2009-01-21→ 186,797 totalExercise: $4.00From: 2009-01-21Exp: 2019-01-21→ Common stock
Holdings
- 184,922(indirect: By Williams Group Holding L.L.C.)
Common stock
→ Common stock (184,922 underlying)
Footnotes (4)
- [F1]The reporting person is an Officer of Williams Group L.L.C. The reporting person disclaims beneficial ownership of the securites held by Williams Group Holding L.L.C., except to the extent of his pecuinary interest therein.
- [F2]The common stock may be exercised at any time, at the holder's election, and has no expiration date. The purchases reported in this Form 4 were effected pusuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28,2008.
- [F3]This stock option grant follows the 2008 Long Term Incentive Plan Agreement.
- [F4]This is an ongoing stock option grant to each director beginning on the Board Approval date of January 21, 2009. The stock option grant will be given each year on the anniversary date. It terminates with board approval.
Documents
Issuer
BROADWAY FINANCIAL CORP \DE\
CIK 0001001171
Entity typeother
Related Parties
1- filerCIK 0001381559
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 26, 8:00 PM ET
- Accepted
- Apr 27, 9:10 PM ET
- Size
- 7.9 KB