MADDOX ALBERT O 4
4 · BROADWAY FINANCIAL CORP \DE\ · Filed Apr 29, 2009
Insider Transaction Report
Form 4
MADDOX ALBERT O
Director
Transactions
- Award
Stock option grant (right to buy)
[F3][F4]2009-01-21$4.00/shExercise: $4.00From: 2009-01-21Exp: 2019-01-21→ Common Stock
Holdings
- 15,894(indirect: By Trust)
Common stock
[F1] - 1,000
Stock option (right to buy)
[F2]Exercise: $4.34From: 2006-11-15Exp: 2010-11-15→ Common Stock (1,000 underlying)
Footnotes (4)
- [F1]These securites are indirect and held in the family trust.
- [F2]These stock options (right to buy) were granted on November 15, 2000 to vest at 20% per year for the following five years.
- [F3]This is a stock option grant (right to buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting.
- [F4]This stock option grant will renew each year on January 21 until the Board of Directors discontinues the renewal.
Signature
\s\ Daniele C. Johnson, Attorney-as-in-fact|2009-04-29