Home/Filings/4/0001181431-09-021663
4//SEC Filing

BROADWAY FINANCIAL CORP \DE\ 4

Accession 0001181431-09-021663

$BYFCCIK 0001001171operating

Filed

Apr 28, 8:00 PM ET

Accepted

Apr 29, 9:14 PM ET

Size

9.0 KB

Accession

0001181431-09-021663

Insider Transaction Report

Form 4
Period: 2009-01-21
Transactions
  • Award

    Stock option grant (right to buy)

    2009-01-21$4.00/sh
    Exercise: $4.00From: 2009-01-21Exp: 2019-01-21Common Stock
Holdings
  • Common Stock

    3,917
  • Stock option grant (right to buy)

    Exercise: $8.19From: 2008-09-19Exp: 2012-09-19Common Stock (1,784 underlying)
    1,784
  • Common Stock

    (indirect: By Trust)
    5,806
Footnotes (5)
  • [F1]These securities are held jointly with spouse in street name.
  • [F2]These securites are held directly in the name of Virgil P. Roberts.
  • [F3]This is a stock option grant (right to buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting.
  • [F4]This stock option grant will renew each year on January 21 until the Board of Directors discontinues the renewal.
  • [F5]These stock options (right to buy) were granted on September 19, 2008 at 1,784 shares to vest at 20% per year for the following 5 years.

Issuer

BROADWAY FINANCIAL CORP \DE\

CIK 0001001171

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001001171

Filing Metadata

Form type
4
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 9:14 PM ET
Size
9.0 KB