BROADWAY FINANCIAL CORP \DE\ 4
4 · BROADWAY FINANCIAL CORP \DE\ · Filed Apr 29, 2009
Insider Transaction Report
Form 4
ROBERTS VIRGIL P
Director
Transactions
- Award
Stock option grant (right to buy)
2009-01-21$4.00/shExercise: $4.00From: 2009-01-21Exp: 2019-01-21→ Common Stock
Holdings
- 3,917
Common Stock
- 1,784
Stock option grant (right to buy)
Exercise: $8.19From: 2008-09-19Exp: 2012-09-19→ Common Stock (1,784 underlying) - 5,806(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]These securities are held jointly with spouse in street name.
- [F2]These securites are held directly in the name of Virgil P. Roberts.
- [F3]This is a stock option grant (right to buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting.
- [F4]This stock option grant will renew each year on January 21 until the Board of Directors discontinues the renewal.
- [F5]These stock options (right to buy) were granted on September 19, 2008 at 1,784 shares to vest at 20% per year for the following 5 years.