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BROADWAY FINANCIAL CORP \DE\·4/A

Apr 30, 1:40 PM ET

Sarpong Sam 4/A

4/A · BROADWAY FINANCIAL CORP \DE\ · Filed Apr 30, 2009

Insider Transaction Report

Form 4/AAmended
Period: 2008-10-22
BROADWAY FINANCIAL CORP \DE\BYFC
Sarpong Sam
Chief Financial Officer
Transactions
  • Award

    Stock option grant (right to buy)

    2008-10-22$5.95/sh+15,000$89,250→ 0 total
    Exercise: $5.95From: 2013-10-22Exp: 2018-10-22→ Common Stock (15,000 underlying)
Holdings

  • Common Stock

    1,200

  • Stock option (right to buy)

    Exercise: $13.11From: 2009-04-21Exp: 2014-04-21→ Common Stock (10,000 underlying)
    8,000

  • Stock option (right to buy)

    Exercise: $10.25From: 2011-05-24Exp: 2016-05-24→ Common Stock (15,000 underlying)
    6,000

  • Stock Grant

    Exercise: $10.25From: 2011-05-24Exp: 2016-05-24→ Common Stock (3,000 underlying)
    0
Footnotes (3)
  • [F1]This stock option (right to buy) will vest at 20% each year for each of the following years.
  • [F2]Of these securites, this is the amount vested at this time.
  • [F3]Of these securites, this is the amount vested at this time.

Documents

1 file
  • 4
    rrd240929.xml

    STATEMENT OF CHANGE IN BENEFICIAL OWNERSHIP