4//SEC Filing
RANDALL LEWIS E 4
Accession 0001181431-09-028017
CIK 0001015780other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 6:11 PM ET
Size
11.7 KB
Accession
0001181431-09-028017
Insider Transaction Report
Form 4
RANDALL LEWIS E
Director
Transactions
- Award
Common Stock
2009-05-28$1.44/sh+17,421$24,999→ 526,113 total - Award
Option Grant
2009-05-28+20,000→ 20,000 totalExercise: $1.44Exp: 2019-05-28→ Common Stock (20,000 underlying)
Holdings
- 637,100(indirect: By Trust)
Common Stock
- 220,000(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Grant of restricted stock vesting over 2 years in approximately equal installments, whereby 8,711 shares vest 1 year from grant date and 8,710 shares vest 2 years from grant date.
- [F2]Grant of stock options vesting over 2 years in equal annual installments.
Issuer
E TRADE FINANCIAL CORP
CIK 0001015780
Entity typeother
Related Parties
1- filerCIK 0001197960
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 6:11 PM ET
- Size
- 11.7 KB